LCG Associates provides portfolio management for institutions, pension consulting and selecting other managers.
LCG Associates reports 108 clients. They include 55 charitable organizations, 37 corporations and other businesses, and 10 pension and profit-sharing plans. Of its assets, 83.2% ($2.17B across 49 accounts) are managed with discretion; $439M across 7 accounts are not. Of its clients, 4% are outside the U.S. It advised 87 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 0% | 4% |
| Pension and profit-sharing plans | 9% | 0% |
| Charitable organizations | 51% | 67% |
| Corporations and other businesses | 34% | 29% |
| Other | 6% | 0% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $105M | 4.0% | — |
| Pension and profit-sharing plans | 10 | $0 | 0.0% | $0 |
| Charitable organizations | 55 | $1.74B | 66.7% | $31.6M |
| Corporations and other businesses | 37 | $764M | 29.3% | $20.7M |
| Other | 6 | $0 | 0.0% | $0 |
| Total | 108 | $2.61B | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $105M
- AUM share
- 4.0%
- Avg. per client
- —
- Clients
- 10
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- $0
- Clients
- 55
- Regulatory AUM
- $1.74B
- AUM share
- 66.7%
- Avg. per client
- $31.6M
- Clients
- 37
- Regulatory AUM
- $764M
- AUM share
- 29.3%
- Avg. per client
- $20.7M
- Clients
- 6
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- $0
Total
- Clients
- 108
- Regulatory AUM
- $2.61B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 4%
- Clients advised without assets under management last fiscal year
- 87
- Private funds advised
- 0
LCG Associates is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
LCG Holdings, Inc. owns 75% or more of LCG Associates. The leadership team of LCG Associates includes President Kathryn Chotiner and Chief Compliance Officer Amber Stiles. It has 58 employees, 48 of them in advisory roles.
Leadership
- Kathryn ChotinerPresident / Director
- Amber StilesChief Compliance Officer / Director
- James ChallenChairman of the Board / CEO / Director
- Anthony DanielSenior V.P. / Director
- David EmersonSenior V.P. / Director
- Brian FalcoSenior V.P. / Director
- Scott FreemanSenior V.P. / Director
- Michael LubinSenior V.P. / Director
- James McElroySenior V.P. / Director
- David RitterSenior V.P. / Director
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Zachary Logan Brumett
- Anthony Morgan Daniel JR
- Michael Todd Lubin
- David Daniel Ritter
Staff
- 58 employees
- 48 in advisory functions
- 4 state-registered reps
- Owns 75% or more of LCG Associates, Inc.
LCG Holdings, Inc.
Control person · since September 1979
LCG Associates’ regulatory assets grew 2.5× from $1.04B (May 2021) to $2.61B (March 2026); clients rose from 93 to 108 and employees from 53 to 58.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $2.61B | 108 | 58 | 3 |
| March 2025 | $2.42B | 104 | 56 | 3 |
| March 2024 | $1.96B | 101 | 62 | 3 |
| July 2023 | $1.74B | 100 | 55 | 3 |
| March 2022 | $1.39B | 95 | 55 | 3 |
| May 2021 | $1.04B | 93 | 53 | 3 |
Besides its headquarters, LCG Associates has 2 offices, with 3 listed addresses in Georgia, Texas and Washington.
Georgia · 1 listed address
- 400 Galleria Parkway, Suite 1800, AtlantaHQ
Texas · 1 listed address
- 12700 Park Central Drive, Dallas
Washington · 1 listed address
- 1700 Seventh Avenue, Seattle
Contact and registration details
- Legal name
- LCG Associates, Inc.
- Headquarters
- 400 Galleria Parkway, Suite 1800, Atlanta, GA 30339-5953
- Website
- lcgassociates.com
- Phone
- 770-644-0100
- @lcg-associates
- SEC file
- 801-17169
- Structure
- Illinois corporation
- Fiscal year end
- December
LCG Associates uses Northern Trust ($683M, 32%), Charles Schwab ($622M, 29%) and Principal Bank ($440M, 21%), among others, as custodians for its separately managed accounts. LCG Associates does not have custody of client assets.
- Northern TrustNorthern Trust · Chicago, IL · $683M32%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $622M29%
- US Bank, N.A.US Bank, N.A. · Cincinnati, OH · $393M18%
- Principal BankPrincipal Bank · Des Moines, IA · $440M21%
At year end, LCG Associates’ separately managed accounts were mostly in funds (76%) and stocks (17%).
What the accounts hold
- Stocks17%
- Funds76%
- Registered funds54%
- Pooled vehicles22%
- Bonds5%
- U.S. government and agency bonds2%
- Investment grade corporate bonds2%
- State and local bonds1%
- Cash1%
- Other1%
- Real estate holdings1%
How many clients does LCG Associates have?
LCG Associates has 108 clients and manages $2.61 billion for them, as of March 2026. They include 55 charitable organizations, 37 corporations and other businesses, and 10 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does LCG Associates offer?
LCG Associates provides portfolio management for institutions, pension consulting and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does LCG Associates use?
LCG Associates’ separately managed account assets are held at Northern Trust (Chicago, IL), with $683M, Charles Schwab & Co., Inc. (Westlake, TX), with $622M, Principal Bank (Des Moines, IA), with $440M and US Bank, N.A. (Cincinnati, OH), with $393M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does LCG Associates have?
LCG Associates has 4 investment adviser representatives registered with state securities authorities, out of 58 employees, and 48 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does LCG Associates invest in?
At the end of its last fiscal year, LCG Associates’ separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 22% pooled vehicles (private funds and similar), 17% exchange-traded equities, 2% U.S. government and agency bonds, 2% investment grade corporate bonds, 1% state and local bonds, 1% cash and equivalents and 1% other. The 1% other category is described as: Real Estate Holdings.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns LCG Associates?
LCG Associates’ direct owner is LCG Holdings, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does LCG Associates get paid?
LCG Associates is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact LCG Associates?
LCG Associates’ main office is at 400 Galleria Parkway, Suite 1800, Atlanta, GA 30339-5953. Its phone number is 770-644-0100. Its website is lcgassociates.com.