MaxQ Asset Management provides financial planning and portfolio management for institutions.
MaxQ Asset Management reports 1 client. They include 1 state or municipal government entity. Of its assets, 100.0% ($408M across 1 account) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 0% | 0% |
| High-net-worth individuals | 0% | 0% |
| Banking or thrift institutions | 0% | 0% |
| Pension and profit-sharing plans | 0% | 0% |
| Charitable organizations | 0% | 0% |
| Other client typesState or municipal government entities; Other investment advisers; Insurance companies; Sovereign wealth funds and foreign official institutions; Corporations and other businesses | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $0 | 0.0% | — |
| High-net-worth individuals | Fewer than 5 | $0 | 0.0% | — |
| Banking or thrift institutions | Fewer than 5 | $0 | 0.0% | — |
| Pension and profit-sharing plans | Fewer than 5 | $0 | 0.0% | — |
| Charitable organizations | Fewer than 5 | $0 | 0.0% | — |
| State or municipal government entities | Fewer than 5 | $408M | 100.0% | $408M |
| Other investment advisers | Fewer than 5 | $0 | 0.0% | — |
| Insurance companies | Fewer than 5 | $0 | 0.0% | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $0 | 0.0% | — |
| Total | 1 | $408M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $408M
- AUM share
- 100.0%
- Avg. per client
- $408M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 1
- Regulatory AUM
- $408M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
MaxQ Asset Management is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Jason Klinghoffer owns 75% or more of MaxQ Asset Management. Jason Klinghoffer is CEO. It has 1 employee.
Leadership
- Jason KlinghofferChief Executive Officer & Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Jason C Klinghoffer
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 broker-dealer rep
- 1 insurance agent
- 1 soliciting firm
- Owns 75% or more of Maxq Asset Management LLC
Jason Klinghoffer
Control person · since May 2025
MaxQ Asset Management’s regulatory assets grew Infinity× from $0 (June 2025) to $408M (March 2026); employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $408M | 1 | 1 | 1 |
| June 2025 | $0 | 0 | 1 | 1 |
Besides its headquarters, MaxQ Asset Management has 0 offices, with 1 listed address in Colorado.
Colorado · 1 listed address
- 6400 S Fiddlers Green Circle, Suite 300, Greenwood VillageHQ
Contact and registration details
- Legal name
- Maxq Asset Management LLC
- Headquarters
- 6400 S Fiddlers Green Circle, Suite 300, Greenwood Village, CO 80111
- Website
- maxqam.com
- Phone
- 720-452-2343
- SEC file
- 801-132926
- Structure
- Colorado LLC
- Fiscal year end
- December
MaxQ Asset Management uses Principal Bank ($365M) as custodian for its separately managed accounts. MaxQ Asset Management has custody of $408M in client assets for 1 client.
- Principal BankPrincipal Bank · Des Moines, IA · $365M100%
At year end, MaxQ Asset Management’s separately managed accounts were mostly in bonds (84%) and cash (16%).
What the accounts hold
- Bonds84%
- U.S. government and agency bonds58%
- Investment grade corporate bonds26%
- Cash16%
How many clients does MaxQ Asset Management have?
MaxQ Asset Management has 1 client and manages $408 million for them, as of March 2026. They include 1 state or municipal government entity.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does MaxQ Asset Management offer?
MaxQ Asset Management provides financial planning and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does MaxQ Asset Management use?
MaxQ Asset Management’s separately managed account assets are held at Principal Bank (Des Moines, IA), with $365M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026
How many financial advisors does MaxQ Asset Management have?
MaxQ Asset Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does MaxQ Asset Management invest in?
At the end of its last fiscal year, MaxQ Asset Management’s separately managed accounts held 58% U.S. government and agency bonds, 26% investment grade corporate bonds and 16% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns MaxQ Asset Management?
MaxQ Asset Management’s direct owner is Jason Klinghoffer (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does MaxQ Asset Management get paid?
MaxQ Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact MaxQ Asset Management?
MaxQ Asset Management’s main office is at 6400 S Fiddlers Green Circle, Suite 300, Greenwood Village, CO 80111. Its phone number is 720-452-2343. Its website is maxqam.com.