Firms by custodian
Registered investment advisers that custody at Northern Trust
Search the full directory by firm name, city, state, CRD number or custodian.
69 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Sound Point Capital Management | New York, NY | $36.98B |
| Rreef America | Chicago, IL | $34.34B |
| Edgepoint Investment Group | Toronto, Ontario | $33.80B |
| Allspring Global Investments (uk) Limited | London | $30.79B |
| 40/86 Advisors | Carmel, IN | $30.50B |
| Fuller & Thaler Asset Management | San Mateo, CA | $30.25B |
| J.P. Morgan Alternative Asset Management | New York, NY | $29.73B |
| Franklin Templeton Institutional | New York, NY | $29.59B |
| Winslow Capital Management | Minneapolis, MN | $28.66B |
| Jacobs Levy Equity Management | Florham Park, NJ | $28.01B |
| Garcia Hamilton & Associates | Houston, TX | $24.86B |
| DWS Alternatives Global Limited | London | $24.51B |
| Longfellow Investment Management | Boston, MA | $23.44B |
| Waterfall Asset Management | New York, NY | $22.04B |
| Thompson Siegel & Walmsley | Richmond, VA | $21.15B |
| Cerity Partners Ocio | New York, NY | $21.13B |
| Meketa Fiduciary Management | Carlsbad, CA | $20.14B |
| Western Asset Management Company Limited | London | $20.09B |
| Townsend Holdings | Cleveland, OH | $19.64B |
| Rock Creek Group | Washington, DC | $18.38B |
- Headquarters
- New York, NY
- Regulatory AUM
- $36.98B
- Headquarters
- Chicago, IL
- Regulatory AUM
- $34.34B
- Headquarters
- Toronto, Ontario
- Regulatory AUM
- $33.80B
- Headquarters
- London
- Regulatory AUM
- $30.79B
- Headquarters
- Carmel, IN
- Regulatory AUM
- $30.50B
- Headquarters
- San Mateo, CA
- Regulatory AUM
- $30.25B
- Headquarters
- New York, NY
- Regulatory AUM
- $29.73B
- Headquarters
- New York, NY
- Regulatory AUM
- $29.59B
- Headquarters
- Minneapolis, MN
- Regulatory AUM
- $28.66B
- Headquarters
- Florham Park, NJ
- Regulatory AUM
- $28.01B
- Headquarters
- Houston, TX
- Regulatory AUM
- $24.86B
- Headquarters
- London
- Regulatory AUM
- $24.51B
- Headquarters
- Boston, MA
- Regulatory AUM
- $23.44B
- Headquarters
- New York, NY
- Regulatory AUM
- $22.04B
- Headquarters
- Richmond, VA
- Regulatory AUM
- $21.15B
- Headquarters
- New York, NY
- Regulatory AUM
- $21.13B
- Headquarters
- Carlsbad, CA
- Regulatory AUM
- $20.14B
- Headquarters
- London
- Regulatory AUM
- $20.09B
- Headquarters
- Cleveland, OH
- Regulatory AUM
- $19.64B
- Headquarters
- Washington, DC
- Regulatory AUM
- $18.38B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Northern Trust here says only what the filing says, and implies nothing about either firm's service.