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DWS Alternatives Global Limited

SEC-registered adviser since 2006London, United KingdomCRD 139526

63
Clients
89
Advisory staff

From Form ADV filed 17 September 2026 · data retrieved 15 October 2026SEC record

DWS Alternatives Global Limited is an investment adviser headquartered in London, United Kingdom, and registered with the SEC since 2006. Its clients include pooled investment vehicles, sovereign wealth funds and foreign official institutions, and pension and profit-sharing plans.

Its services include portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers. Fee arrangements include a percentage of assets under management, performance-based fees and other arrangements. DWS Group GMBH & Co. Kgaa owns 75% or more of DWS Alternatives Global Limited.

Clients

DWS Alternatives Global Limited serves 63 clients, 41 of them pooled investment vehicles. The average client has about $389 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles41 clients99%
  • OtherInvestment companies, Pension and profit-sharing plans, Sovereign wealth funds and foreign official institutions1%
Show client breakdown
Investment companies
Clients
2
Regulatory AUM
$46,934,119
Share
0.2%
Avg. per client
$23.5M
Pooled investment vehicles
Clients
41
Regulatory AUM
$24,349,709,795
Share
99.3%
Avg. per client
$593.9M
Pension and profit-sharing plans
Clients
4
Regulatory AUM
$50,605,375
Share
0.2%
Avg. per client
$12.7M
Sovereign wealth funds and foreign official institutions
Clients
2
Regulatory AUM
$67,433,975
Share
0.3%
Avg. per client
$33.7M
Other
Clients
14
Regulatory AUM
$0
Share
0.0%
Avg. per client
$0

Total

Clients
63
Regulatory AUM
$24,514,683,264
Share
100%
Avg. per client
$389.1M

What it does

DWS Alternatives Global Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers. It is paid through a percentage of assets, performance-based fees and other arrangements.

DWS Alternatives Global Limited advises 7 private funds.

100.0% of assets ($24.51B across 63 accounts) are managed with discretion. 89% of clients are outside the U.S., and 31 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Funds100%

Custodians

DWS Alternatives Global Limited’s client accounts are held mainly at J.P. Morgan, with 0% of managed assets, and Northern Trust, with 0%. DWS Alternatives Global Limited has custody of $5.14B for 8 clients.

Managed account assets by custodian
  • OtherJ.P. Morgan, CIBC Mellon Trust, Northern Trust, All other custodians100%

Ownership and leadership

DWS Group GMBH & Co. Kgaa owns 75% or more of DWS Alternatives Global Limited.

Who owns the firm
DWS Alternatives Global Limited· the adviser
  • DWS Group GMBH & Co. Kgaa

    Control person · since March 2018

    Owns 75% or more of DWS Alternatives Global Limited

Leadership

  • Sarah-Jayne Rose
    Head of Afc & Compliance Uk / Chief Compliance Officer
  • Robert Botting
    Head of Legal / Uk
  • Andrew Levy
    Head of Finance/Uk, Director
  • Hamish Mackenzie
    CEO and Director
  • Barry McConnell
    Director
  • Sheridan Taggart
    Director
  • Simon Wallace
    Director
  • John Webster
    Director

Staff

  • 138 employees
  • 89 in advisory functions

Fees

DWS Alternatives Global Limited is paid through a percentage of assets under management, performance-based fees and other.

DWS Alternatives Global Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, DWS Alternatives Global Limited has 0 offices, with 1 listed address with no US state reported.

Registration details

Legal name
DWS Alternatives Global Limited
Headquarters
45 Cannon Street, 1st Floor, London, United Kingdom EC4M 5SB
Website
Not reported
SEC file
801-66274
Structure
other (specify) organized in United Kingdom
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does DWS Alternatives Global Limited have?

DWS Alternatives Global Limited has 63 clients and manages $24.5 billion for them, as of September 2026. They include 41 pooled investment vehicles, 14 other clients and 4 pension and profit-sharing plans.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 September 2026

What services does DWS Alternatives Global Limited offer?

DWS Alternatives Global Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does DWS Alternatives Global Limited use?

DWS Alternatives Global Limited’s separately managed account assets are held at Jpmorgan Chase & Co. (Bournemouth), with $42,705,495, Northern Trust Company (Chicago, IL), with $33,290,084 and CIBC Mellon Trust Company (Toronto), with $24,728,480. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 September 2026

How many financial advisors does DWS Alternatives Global Limited have?

DWS Alternatives Global Limited has 0 investment adviser representatives registered with state securities authorities, out of 138 employees, and 89 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does DWS Alternatives Global Limited invest in?

At the end of its last fiscal year, DWS Alternatives Global Limited’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 7 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns DWS Alternatives Global Limited?

DWS Alternatives Global Limited is owned through a chain of holding companies by Deutsche Bank Ag. Its direct owner is DWS Group GMBH & Co. Kgaa (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 17 September 2026

How does DWS Alternatives Global Limited get paid?

DWS Alternatives Global Limited is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 17 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 139526.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with DWS Alternatives Global Limited and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.