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Firms by custodian

Registered investment advisers that custody at Northern Trust

69 SEC-registered advisers report Northern Trust as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

Search the full directory by firm name, city, state, CRD number or custodian.

69 firms listed

Headquarters
Conshohocken, PA
Regulatory AUM
$141.83B
Headquarters
New York, NY
Regulatory AUM
$136.48B
Headquarters
Chicago, IL
Regulatory AUM
$124.30B
Headquarters
Chicago, IL
Regulatory AUM
$109.48B
Headquarters
Dallas, TX
Regulatory AUM
$101.61B
Headquarters
New York, NY
Regulatory AUM
$92.04B
Headquarters
New York, NY
Regulatory AUM
$85.67B
Headquarters
London
Regulatory AUM
$76.45B
Headquarters
New York, NY
Regulatory AUM
$70.51B
Headquarters
Chicago, IL
Regulatory AUM
$67.88B
Headquarters
New York, NY
Regulatory AUM
$57.43B
Headquarters
Los Angeles, CA
Regulatory AUM
$49.71B
Headquarters
London
Regulatory AUM
$49.31B
Headquarters
Arlington, VA
Regulatory AUM
$44.30B
Headquarters
Boston, MA
Regulatory AUM
$44.13B
Headquarters
San Francisco, CA
Regulatory AUM
$41.09B
Headquarters
London
Regulatory AUM
$40.52B
Headquarters
Chicago, IL
Regulatory AUM
$40.33B
Headquarters
New York, NY
Regulatory AUM
$40.25B
Headquarters
Windsor, CT
Regulatory AUM
$37.47B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Northern Trust here says only what the filing says, and implies nothing about either firm's service.