Firms by custodian
Registered investment advisers that custody at Merrill Lynch Professional Clearing
Search the full directory by firm name, city, state, CRD number or custodian.
8 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Contrarian Capital Management | Greenwich, CT | $4.79B |
| Corvex Management | New York, NY | $4.57B |
| Paradigm BioCapital Advisors | New York, NY | $4.47B |
| Clinton Investment Management | Stamford, CT | $3.91B |
| Basswood Capital Management | New York, NY | $2.83B |
| Point Bridge Capital | Fort Worth, TX | $420M |
| Reik & Co. | $322M | |
| Mountaineer Partners Management | New York, NY | $306M |
- Headquarters
- Greenwich, CT
- Regulatory AUM
- $4.79B
- Headquarters
- New York, NY
- Regulatory AUM
- $4.57B
- Headquarters
- New York, NY
- Regulatory AUM
- $4.47B
- Headquarters
- Stamford, CT
- Regulatory AUM
- $3.91B
- Headquarters
- New York, NY
- Regulatory AUM
- $2.83B
- Headquarters
- Fort Worth, TX
- Regulatory AUM
- $420M
- Headquarters
- Regulatory AUM
- $322M
- Headquarters
- New York, NY
- Regulatory AUM
- $306M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Merrill Lynch Professional Clearing here says only what the filing says, and implies nothing about either firm's service.