Clinton Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.
Clinton Investment Management reports 2,146 clients. They include 1,136 individual clients, 959 high-net-worth individuals, and 48 corporations and other businesses. Of its assets, 100.0% ($3.91B across 2,146 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $2.47B.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 53% | 16% |
| High-net-worth individuals | 45% | 73% |
| Investment companies | <1% | 5% |
| Corporations and other businesses | 2% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,136 | $630M | 16.1% | $554K |
| High-net-worth individuals | 959 | $2.87B | 73.5% | $2.99M |
| Investment companies | 3 | $185M | 4.7% | $61.8M |
| Corporations and other businesses | 48 | $221M | 5.7% | $4.6M |
| Total | 2,146 | $3.91B | 100% | $1.82M |
- Clients
- 1,136
- Regulatory AUM
- $630M
- AUM share
- 16.1%
- Avg. per client
- $554K
- Clients
- 959
- Regulatory AUM
- $2.87B
- AUM share
- 73.5%
- Avg. per client
- $2.99M
- Clients
- 3
- Regulatory AUM
- $185M
- AUM share
- 4.7%
- Avg. per client
- $61.8M
- Clients
- 48
- Regulatory AUM
- $221M
- AUM share
- 5.7%
- Avg. per client
- $4.6M
Total
- Clients
- 2,146
- Regulatory AUM
- $3.91B
- AUM share
- 100%
- Avg. per client
- $1.82M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Clinton Investment Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Andrew Clinton owns 75% or more of Clinton Investment Management. The leadership team of Clinton Investment Management includes Chief Compliance Officer Lane Bucklan. It has 14 employees, 11 of them in advisory roles.
Staff
- 14 employees
- 11 in advisory functions
- 12 state-registered reps
- Owns 75% or more of Clinton Investment Management, LLC
Andrew Clinton
Control person · since April 2007
- Owns 10% to 25% of Clinton Investment Management, LLC
Andrew Clinton Irrevocable Trust Agreement U/A Dated June 17, 2025
since April 2026
- Owns 10% to 25% of Clinton Investment Management, LLC
Andrew Clinton Irrevocable
since April 2026
Clinton Investment Management’s regulatory assets grew 3.7× from $1.05B (March 2021) to $3.91B (May 2026); clients rose from 371 to 2,146 and employees from 7 to 14.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $3.91B | 2,146 | 14 | 1 |
| Mar 2025March 2025 | $3.53B | 1,846 | 14 | 1 |
| Jul 2024July 2024 | $2.85B | 1,402 | 14 | 1 |
| Mar 2023March 2023 | $1.69B | 716 | 9 | 1 |
| Mar 2022March 2022 | $1.4B | 520 | 8 | 1 |
| Mar 2021March 2021 | $1.05B | 371 | 7 | 1 |
Besides its headquarters, Clinton Investment Management has 0 offices, with 1 listed address in 1 state.
Connecticut · 1 listed address
- 333 Ludlow Street, South Tower, 8th Floor, StamfordHQ
Contact and registration details
- Legal name
- Clinton Investment Management, LLC
- Headquarters
- 333 Ludlow Street, South Tower, 8th Floor, Stamford, CT 06902
- Website
- clintoninvestment.com
- Phone
- 203-276-6246
- SEC file
- 801-69342
- Structure
- Delaware LLC
- Fiscal year end
- December
Clinton Investment Management’s named custodians for separately managed accounts are Merrill Lynch Professional Clearing ($1.53B, 59%) and Morgan Stanley ($1.06B, 41%). Clinton Investment Management does not have custody of client assets.
- Merrill Lynch Professional ClearingMerrill Lynch Professional Clearing Corp. · New York, NY · $1.53B59%
- Morgan StanleyMorgan Stanley Smith Barney LLC · Purchase, NY · $1.06B41%
At year end, Clinton Investment Management’s separately managed accounts were mostly in bonds (98%).
What the accounts hold
- Bonds98%
- Cash2%
How many clients does Clinton Investment Management have?
Clinton Investment Management has 2,146 clients and manages $3.91 billion for them, as of May 2026. They include 1,136 individual clients, 959 high-net-worth individuals, and 48 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 May 2026
What services does Clinton Investment Management offer?
Clinton Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Clinton Investment Management use?
Clinton Investment Management’s separately managed account assets are held at Merrill Lynch Professional Clearing Corp. (New York, NY), with $1.53B and Morgan Stanley Smith Barney LLC (Purchase, NY), with $1.06B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 May 2026
How many financial advisors does Clinton Investment Management have?
Clinton Investment Management has 12 investment adviser representatives registered with state securities authorities, out of 14 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Clinton Investment Management invest in?
At the end of its last fiscal year, Clinton Investment Management’s separately managed accounts held 98% state and local bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Clinton Investment Management?
Clinton Investment Management’s direct owners are Andrew Clinton (75% or more), Andrew Clinton Irrevocable Trust Agreement U/A Dated June 17, 2025 (10% to 25%) and Andrew Clinton Irrevocable (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 14 May 2026
How does Clinton Investment Management get paid?
Clinton Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Clinton Investment Management?
Clinton Investment Management’s main office is at 333 Ludlow Street, South Tower, 8th Floor, Stamford, CT 06902. Its phone number is 203-276-6246. Its website is clintoninvestment.com.