Firms by custodian
Registered investment advisers that custody at Adp Broker-Dealer
Search the full directory by firm name, city, state, CRD number or custodian.
8 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Mayflower Financial Advisors | Boston, MA | $5.82B |
| Hardy Reed | Tupelo, MS | $2.89B |
| PointOak Retirement Advisors | McLean, VA | $1.08B |
| Monarch Plan Advisors | Simi Valley, CA | $793M |
| Elevated Financial Group | Indianapolis, IN | $532M |
| Foster & Wood | Lake Oswego, OR | $219M |
| Financial Independence Advisors | Jacksonville, FL | $190M |
| Glover Park Wealth Management | Arlington, VA | $144M |
- Headquarters
- Boston, MA
- Regulatory AUM
- $5.82B
- Headquarters
- Tupelo, MS
- Regulatory AUM
- $2.89B
- Headquarters
- McLean, VA
- Regulatory AUM
- $1.08B
- Headquarters
- Simi Valley, CA
- Regulatory AUM
- $793M
- Headquarters
- Indianapolis, IN
- Regulatory AUM
- $532M
- Headquarters
- Lake Oswego, OR
- Regulatory AUM
- $219M
- Headquarters
- Jacksonville, FL
- Regulatory AUM
- $190M
- Headquarters
- Arlington, VA
- Regulatory AUM
- $144M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Adp Broker-Dealer here says only what the filing says, and implies nothing about either firm's service.