Monarch Plan Advisors provides pension consulting.
Monarch Plan Advisors reports 130 pension and profit-sharing plans. Of its assets, 55.8% ($442M across 87 accounts) are managed with discretion; $350M across 43 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Pension and profit-sharing plans | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pension and profit-sharing plans | 130 | $793M | 100.0% | $6.1M |
| Total | 130 | $793M | 100% | $6.1M |
- Clients
- 130
- Regulatory AUM
- $793M
- AUM share
- 100.0%
- Avg. per client
- $6.1M
Total
- Clients
- 130
- Regulatory AUM
- $793M
- AUM share
- 100%
- Avg. per client
- $6.1M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Monarch Plan Advisors is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Steven Wilkinson owns 75% or more of Monarch Plan Advisors. The leadership team of Monarch Plan Advisors includes President Steven Wilkinson. It has 5 employees.
Leadership
- Steven WilkinsonPresident, CCO, Member
- Michael FineRetirement Plan Consultant, Member
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Maria Victoria Arabskyj
- Michael Fine
- Ronald Alan Hall
- Adrian Edward Ramirez
- Steven T Wilkinson
Staff
- 5 employees
- 5 in advisory functions
- 5 state-registered reps
- 2 insurance agents
- 7 soliciting firms
- Owns 75% or more of Monarch Plan Advisors
Steven Wilkinson
Control person · since October 2013
- Owns 25% to 50% of Monarch Plan Advisors
Michael Fine
since January 2020
Monarch Plan Advisors’ regulatory assets grew Infinity× from $0 (May 2021) to $793M (September 2026); clients rose from 95 to 130 and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $793M | 130 | 5 | 4 |
| June 2025 | $762M | 132 | 6 | 5 |
| June 2024 | $0 | 114 | 12 | 5 |
| February 2023 | $0 | 110 | 6 | 2 |
| February 2022 | $0 | 101 | 6 | 1 |
| May 2021 | $0 | 95 | 6 | 1 |
Besides its headquarters, Monarch Plan Advisors has 3 offices (3 private residences, listed without an address), with 1 listed address in California.
California · 1 listed address
- 3355 Cochran Street, Suite 101, Simi ValleyHQ
Other business names
Monarch Plan Advisors has reported 1 other business name to the SEC.
- Monarch Corporate Advisors
Contact and registration details
- Legal name
- Monarch Plan Advisors
- Headquarters
- 3355 Cochran Street, Suite 101, Simi Valley, CA 93063
- Website
- monarchplanadvisors.com
- Phone
- 818-444-0376
- @monarch-plan-advisors
- SEC file
- 801-111651
- Structure
- California corporation
- Fiscal year end
- December
Monarch Plan Advisors uses Empower ($284M, 48%), Fidelity ($207M, 35%) and Adp Broker-Dealer ($102M, 17%) as custodians for its separately managed accounts. Monarch Plan Advisors does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $207M35%
- EmpowerEmpower Financial Services, Inc. · Greenwood Village, CO · $284M48%
- Adp Broker-DealerAdp Broker-Dealer, Inc. · Roseland, NJ · $102M17%
At year end, Monarch Plan Advisors’ separately managed accounts were mostly in funds (60%) and cash (15%).
What the accounts hold
- Funds60%
- Cash15%
- Other25%
- Cits and group annuities25%
How many clients does Monarch Plan Advisors have?
Monarch Plan Advisors has 130 clients and manages $793 million for them, as of September 2026. They include 130 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 September 2026
What services does Monarch Plan Advisors offer?
Monarch Plan Advisors provides pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Monarch Plan Advisors use?
Monarch Plan Advisors’ separately managed account assets are held at Empower Financial Services, Inc. (Greenwood Village, CO), with $284M, Fidelity Brokerage Services LLC (Smithfield, RI), with $207M and Adp Broker-Dealer, Inc. (Roseland, NJ), with $102M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 September 2026
How many financial advisors does Monarch Plan Advisors have?
Monarch Plan Advisors has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Monarch Plan Advisors invest in?
At the end of its last fiscal year, Monarch Plan Advisors’ separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 25% other and 15% cash and equivalents. The 25% other category is described as: Cits and Group Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Monarch Plan Advisors?
Monarch Plan Advisors’ direct owners are Steven Wilkinson (75% or more) and Michael Fine (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 September 2026
How does Monarch Plan Advisors get paid?
Monarch Plan Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Monarch Plan Advisors?
Monarch Plan Advisors’ main office is at 3355 Cochran Street, Suite 101, Simi Valley, CA 93063. Its phone number is 818-444-0376. Its website is monarchplanadvisors.com.