{"url":"https://nivawealth.com/firms/monarch-plan-advisors-286612","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286612","regulatoryAum":792570644,"crd":"286612","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6985264","suffix":null,"lastName":"Arabskyj","firstName":"Maria","middleName":"Victoria"},{"crd":"6183402","suffix":null,"lastName":"Fine","firstName":"Michael","middleName":null},{"crd":"2207786","suffix":null,"lastName":"Hall","firstName":"Ronald","middleName":"Alan"},{"crd":"4955337","suffix":null,"lastName":"RAMIREZ","firstName":"ADRIAN","middleName":"EDWARD"},{"crd":"5294043","suffix":null,"lastName":"WILKINSON","firstName":"STEVEN","middleName":"T"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-03","regulatoryAum":0,"clients":95,"employees":6,"offices":1},{"filedOn":"2022-02-28","regulatoryAum":0,"clients":101,"employees":6,"offices":1},{"filedOn":"2023-02-24","regulatoryAum":0,"clients":110,"employees":6,"offices":2},{"filedOn":"2024-06-04","regulatoryAum":0,"clients":114,"employees":12,"offices":5},{"filedOn":"2025-06-16","regulatoryAum":762465061,"clients":132,"employees":6,"offices":5},{"filedOn":"2026-09-05","regulatoryAum":792570644,"clients":130,"employees":5,"offices":4}],"secFileNumber":"801-111651","legalName":"Monarch Plan Advisors","displayName":"Monarch Plan Advisors","slug":"monarch-plan-advisors-286612","website":"https://monarchplanadvisors.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/monarch-plan-advisors/","founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"3355 Cochran Street, Suite 101","city":"Simi Valley","state":"CA","stateName":"California","country":"United States","postalCode":"93063"},"tradeNames":["Monarch Corporate Advisors"],"registration":{"secApproved":"8 September 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":2,"promoters":7},"aum":{"regulatory":792570644,"discretionary":442225559,"discretionaryAccounts":87,"nonDiscretionary":350345085,"nonDiscretionaryAccounts":43,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pension and profit-sharing plans","clients":130,"regulatoryAum":792570644}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":206864590},{"name":"Empower Financial Services, Inc.","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":283703250},{"name":"Adp Broker-Dealer, Inc.","shortName":"Adp Broker-Dealer","location":"Roseland, NJ","smaAssets":101613068}],"custodyNote":"Monarch Plan Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Steven Wilkinson","title":"President, CCO, Member","crd":"5294043"},{"name":"Michael Fine","title":"Retirement Plan Consultant, Member","crd":"6183402"}],"ownership":[{"label":"Steven Wilkinson","detail":"President, cco, member in the 75% or more ownership band and a control person, since October 2013."},{"label":"Michael Fine","detail":"Retirement plan consultant, member in the 25% to 50% ownership band, since January 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":3},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3355 Cochran Street, Suite 101","city":"Simi Valley","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"818-444-0376","stateRegisteredReps":5,"otherAdviserReps":4,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Pension consulting services"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":60},{"label":"Cash and cash equivalents","percent":15},{"label":"Other","percent":25,"detail":"Cits and Group Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"5 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/286612/PDF/286612.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Monarch Plan Advisors have?","answer":"Monarch Plan Advisors has 130 clients and manages $793 million for them, as of September 2026. They include 130 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Monarch Plan Advisors offer?","answer":"Monarch Plan Advisors provides pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Monarch Plan Advisors use?","answer":"Monarch Plan Advisors’ separately managed account assets are held at Empower Financial Services, Inc. (Greenwood Village, CO), with $284M, Fidelity Brokerage Services LLC (Smithfield, RI), with $207M and Adp Broker-Dealer, Inc. (Roseland, NJ), with $102M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Monarch Plan Advisors have?","answer":"Monarch Plan Advisors has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Monarch Plan Advisors invest in?","answer":"At the end of its last fiscal year, Monarch Plan Advisors’ separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 25% other and 15% cash and equivalents. The 25% other category is described as: Cits and Group Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Monarch Plan Advisors?","answer":"Monarch Plan Advisors’ direct owners are Steven Wilkinson (75% or more) and Michael Fine (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Monarch Plan Advisors get paid?","answer":"Monarch Plan Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Monarch Plan Advisors?","answer":"Monarch Plan Advisors’ main office is at 3355 Cochran Street, Suite 101, Simi Valley, CA 93063. Its phone number is 818-444-0376. Its website is monarchplanadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}