Cosmos Wealth provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Cosmos Wealth reports 60 clients. They include 28 individual clients, 22 high-net-worth individuals, and 10 corporations and other businesses. Of its assets, 100.0% ($191M across 135 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 47% | 22% |
| High-net-worth individuals | 37% | 40% |
| Corporations and other businesses | 17% | 39% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 28 | $41.8M | 21.9% | $1.49M |
| High-net-worth individuals | 22 | $75.6M | 39.5% | $3.44M |
| Corporations and other businesses | 10 | $74M | 38.6% | $7.4M |
| Total | 60 | $191M | 100% | $3.19M |
- Clients
- 28
- Regulatory AUM
- $41.8M
- AUM share
- 21.9%
- Avg. per client
- $1.49M
- Clients
- 22
- Regulatory AUM
- $75.6M
- AUM share
- 39.5%
- Avg. per client
- $3.44M
- Clients
- 10
- Regulatory AUM
- $74M
- AUM share
- 38.6%
- Avg. per client
- $7.4M
Total
- Clients
- 60
- Regulatory AUM
- $191M
- AUM share
- 100%
- Avg. per client
- $3.19M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Cosmos Wealth charges up to 1.20% a year for its Investment Management Services. The fee is billed in arrears and has a $1,000 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Hourly Financial Planning and Consulting
- Financial planning and investment consulting are billed hourly, at a rate set by the complexity and scope of each engagement and agreed in writing in advance.
Jeremy Keating owns 50% to 75% of Cosmos Wealth. The leadership team of Cosmos Wealth includes Chief Compliance Officer Matthew Swendiman. It has 2 employees.
Leadership
Matthew SwendimanChief Compliance Officer
Jeremy KeatingManaging Member
Daniel MauserManaging Member
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of Cosmos Wealth, LLC
Jeremy Keating
Control person · since February 2026
- Owns 50% to 75% of Cosmos Wealth, LLC
Daniel Mauser
Control person · since February 2026
Besides its headquarters, Cosmos Wealth has 0 offices, with 1 listed address in California.
California · 1 listed address
- 7596 Eads Avenue, Suite 111, La JollaHQ
Contact and registration details
- Legal name
- Cosmos Wealth, LLC
- Headquarters
- 7596 Eads Avenue, Suite 111, La Jolla, CA 92037
- Website
- cosmoswealth.com
- Phone
- 858-290-3300
- SEC file
- 801-136379
- Structure
- California LLC
- Fiscal year end
- December
Cosmos Wealth does not have custody of client assets.
At year end, Cosmos Wealth’s separately managed accounts were mostly in funds (63%) and stocks (33%).
What the accounts hold
- Stocks33%
- Exchange-traded equities31%
- Non-exchange-traded equities2%
- Funds63%
- Bonds3%
- Cash1%
How many clients does Cosmos Wealth have?
Cosmos Wealth has 60 clients and manages $191 million for them, as of September 2026. They include 28 individual clients, 22 high-net-worth individuals, and 10 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026
What services does Cosmos Wealth offer?
Cosmos Wealth provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Cosmos Wealth charge?
Cosmos Wealth charges up to 1.20% a year for its Investment Management Services. The fee is billed in arrears and has a $1,000 annual minimum.
Source: COSMOS WEALTH FIRM BROCHURE, filed 21 September 2026
How many financial advisors does Cosmos Wealth have?
Cosmos Wealth has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cosmos Wealth invest in?
At the end of its last fiscal year, Cosmos Wealth’s separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 3% U.S. government and agency bonds, 2% non-exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cosmos Wealth?
Cosmos Wealth’s direct owners are Jeremy Keating (50% to 75%) and Daniel Mauser (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 21 September 2026
How does Cosmos Wealth get paid?
Cosmos Wealth is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Cosmos Wealth?
Cosmos Wealth’s main office is at 7596 Eads Avenue, Suite 111, La Jolla, CA 92037. Its phone number is 858-290-3300. Its website is cosmoswealth.com.