Daniel Mauser has been Managing Member of Cosmos Wealth since February 2026, is a control person of the firm and directly owns between 50% and 75% of it.
Cosmos Wealth, LLC is a La Jolla, CA firm with $191M under management, 60 clients and 2 advisers in one office, as of its September 2026 filing.
Daniel Mauser is Co-founder and advisor of Cosmos Wealth, based in La Jolla, CA. Mauser sets the firm's direction and stays hands on with client strategy. Before founding the firm, Mauser advised clients at Investment Placement Group and Barclays.
Daniel Mauser’s longest registration was 5 years at Tru Independence Asset Management 2, LLC (2021–2026). Before joining Cosmos Wealth in 2026, Daniel Mauser was registered through Tru Independence Asset Management 2, LLC and Ipg Investment Advisors, LLC.
- Cosmos Wealth, LLCCurrent– present · under a yearLa Jolla, CA · Adviser representative · Firm CRD 341781
- Tru Independence Asset Management 2, LLC– · 5 yearsLa Jolla, CA · Adviser representative · Firm CRD 309098
- Ipg Investment Advisors, LLC– · 4 yearsLa Jolla, CA · Adviser representative · Firm CRD 152990
Investment adviser representative registrations
Daniel Mauser is registered as an investment adviser representative in California, since July 2026.
- CaliforniaSince 29 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 19 December 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 July 2015 |
| Series 7 | General Securities Representative Examination | 12 January 2015 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6422247
- Firm
- Cosmos Wealth · CRD 341781
- Role
- Managing Member
- Office
- 7596 EADS AVENUE, SUITE 111, La Jolla, CA 92037
- Registration
- Investment adviser registration
- In the industry since
- January 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cosmoswealth.com
Where does Daniel Mauser work?
Daniel Mauser has been Managing Member of Cosmos Wealth, LLC since February 2026, and is a control person of the firm.
Is Daniel Mauser a financial advisor?
Yes. Daniel Mauser has a current investment-adviser registration in California, through Cosmos Wealth since July 2026.
How many years of experience does Daniel Mauser have?
Daniel Mauser has 11 years in the financial industry, since January 2015, across 3 adviser firms.
What exams has Daniel Mauser passed?
Daniel Mauser has passed 3 licensing exams: the Series 7, Series 66 and Series 63. The earliest, the Series 7, was passed in January 2015. FINRA credited Daniel Mauser with the SIE, which began in October 2018.
Where did Daniel Mauser work before Cosmos Wealth?
Before Cosmos Wealth, Daniel Mauser was registered through Ipg Investment Advisors, LLC, November 2016 to August 2021.
Where is Daniel Mauser based?
Daniel Mauser’s registered office is in La Jolla, CA.
Is Daniel Mauser registered with FINRA?
No. Daniel Mauser has no current broker registration.
How can I verify Daniel Mauser’s record?
Search CRD 6422247 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Mauser’s full registration record.
- Matthew SwendimanChief Compliance Officer
Jeremy KeatingManaging Member