Jeremy Keating has been Managing Member of Cosmos Wealth since February 2026, is a control person of the firm and directly owns between 50% and 75% of it.
Cosmos Wealth, LLC is a La Jolla, CA firm with $191M under management, 60 clients and 2 advisers in one office, as of its September 2026 filing.
Jeremy Keating is Co-founder and advisor of Cosmos Wealth, based in La Jolla, CA. Keating co-founded the firm and leads financial planning across every part of a client's life.
Jeremy Keating’s longest registration was 9 years at Arbor Point Advisors (2015–2024). Before joining Cosmos Wealth in 2026, Jeremy Keating was registered through Osaic Advisory Services, LLC and Arbor Point Advisors.
- Cosmos Wealth, LLCCurrent– present · under a yearLa Jolla, CA · Adviser representative · Firm CRD 341781
- Osaic Advisory Services, LLC– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 171070
- Arbor Point Advisors– · 9 yearsSan Diego, CA · Adviser representative · Firm CRD 165127
- Securities America Advisors, Inc.– · under a yearSan Diego, CA · Adviser representative · Firm CRD 110518
- The Retirement Group, LLC– · 6 yearsSan Diego, CA · Adviser representative · Firm CRD 148296
- SSN Advisory, Inc.– · under a yearSan Diego, CA · Adviser representative · Firm CRD 126090
- Citicorp Investment Services– · 2 yearsPoway, CA · Adviser representative · Firm CRD 23988
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearRancho Santa Fe, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Jeremy Keating is registered as an investment adviser representative in California, since September 2026.
- CaliforniaSince 8 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 January 2003 |
| Series 7 | General Securities Representative Examination | 14 October 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeremy Landon Keating
- CRD
- 4591177
- Firm
- Cosmos Wealth · CRD 341781
- Role
- Managing Member
- Office
- 7596 EADS AVENUE, SUITE 111, La Jolla, CA 92037
- Registration
- Investment adviser registration
- In the industry since
- May 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cosmoswealth.com
Where does Jeremy Keating work?
Jeremy Keating has been Managing Member of Cosmos Wealth, LLC since February 2026, and is a control person of the firm.
Is Jeremy Keating a financial advisor?
Yes. Jeremy Keating has a current investment-adviser registration in California, through Cosmos Wealth since September 2026.
How many years of experience does Jeremy Keating have?
Jeremy Keating has 22 years in the financial industry, since May 2004, across 8 adviser firms.
What exams has Jeremy Keating passed?
Jeremy Keating has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2002. FINRA credited Jeremy Keating with the SIE, which began in October 2018.
Where did Jeremy Keating work before Cosmos Wealth?
Before Cosmos Wealth, Jeremy Keating was registered through Arbor Point Advisors, January 2015 to November 2024; Securities America Advisors, Inc., January 2015 to December 2015; The Retirement Group, LLC, December 2008 to January 2015; SSN Advisory, Inc., September 2008 to December 2008; Citicorp Investment Services, October 2003 to January 2006; Merrill Lynch Pierce Fenner & Smith Inc., February 2003 to October 2003.
Where is Jeremy Keating based?
Jeremy Keating’s registered office is in La Jolla, CA.
Is Jeremy Keating registered with FINRA?
No. Jeremy Keating has no current broker registration.
How can I verify Jeremy Keating’s record?
Search CRD 4591177 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeremy Keating’s full registration record.
- Matthew SwendimanChief Compliance Officer
Daniel MauserManaging Member