Matthew Swendiman has been Chief Compliance Officer of Crew Capital Management since March 2026, is a control person of the firm and directly owns under 5% of it. Matthew Swendiman holds a BA in Political Science from The Ohio State University, a JD from The Ohio State University and an LLM in Insurance Law from the University of Connecticut.
Crew Capital Management, LTD. is a Cincinnati, OH firm with $235M under management, 203 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Matthew Swendiman is a Financial Advisor of Crew Capital. He joined Crew Capital Management in 2014 when it folded in his registered investment adviser, Swendiman Wealth Strategies. Swendiman is generally responsible for Crew Capital's legal and compliance matters and serves a small number of clients as an investment advisory representative. Earlier, he was Chief Administrative Officer for Fifth Third's institutional investment management business.
Matthew Swendiman’s longest registration is the current one, 11 years at Crew Capital Management since 2015. Before joining Crew Capital Management in 2015, Matthew Swendiman was registered through Knelman Asset Management Group, LLC and Swendiman Wealth Strategies, Inc.
- F/M Investments LLC– · 2 yearsWashington, DC · Adviser representative · Firm CRD 304405
- – present · 11 yearsCincinnati, OH · Adviser representative · Firm CRD 125402
- Knelman Asset Management Group, LLC– · under a yearLawrenceburg, IN · Adviser representative · Firm CRD 148217
- Swendiman Wealth Strategies, Inc– · 2 yearsPark Hills, KY · Adviser representative · Firm CRD 159551
- Fifth Third Asset Management, Inc.– · 1 yearCincinnati, OH · Adviser representative · Firm CRD 104650
Professional designations
Listed by Crew Capital Management
- CFA
- CLU
- ChFC
Investment adviser representative registrations
Matthew Swendiman is registered as an investment adviser representative in Ohio, since September 2015.
- OhioSince 11 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 4 | Registered Options Principal Examination | 10 August 2021 |
| Series 7TO | General Securities Representative Examination | 8 May 2021 |
| Series 24 | General Securities Principal Examination | 15 March 2021 |
| Series 66 | Uniform Combined State Law Examination | 28 November 2001 |
| Series 7 | General Securities Representative Examination | 12 September 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 May 1998 |
- Name
- Registered Options Principal Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Matthew Ashley Swendiman
- CRD
- 2849367
- Firm
- Crew Capital Management · CRD 125402
- Role
- Chief Compliance Officer
- Office
- 4030 SMITH RD., SUITE 200, Cincinnati, OH 45209
- Registration
- Investment adviser registration
- In the industry since
- October 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- crewcapital.com
Where does Matthew Swendiman work?
Matthew Swendiman has been Chief Compliance Officer of Crew Capital Management, LTD. since March 2026, and is a control person of the firm.
Is Matthew Swendiman a financial advisor?
Yes. Matthew Swendiman has a current investment-adviser registration in Ohio, through Crew Capital Management since September 2015.
How many years of experience does Matthew Swendiman have?
Matthew Swendiman has 23 years in the financial industry, since October 2003, across 5 adviser firms.
What exams has Matthew Swendiman passed?
Matthew Swendiman has passed 6 licensing exams: the Series 6, Series 7, Series 66, Series 24, Series 7TO and Series 4. The earliest, the Series 6, was passed in May 1998.
Where did Matthew Swendiman work before Crew Capital Management?
Before Crew Capital Management, Matthew Swendiman was registered through Swendiman Wealth Strategies, Inc, December 2011 to October 2014; Fifth Third Asset Management, Inc., October 2009 to May 2011.
Where is Matthew Swendiman based?
Matthew Swendiman’s registered office is in Cincinnati, OH.
Is Matthew Swendiman registered with FINRA?
No. Matthew Swendiman has no current broker registration.
Is Matthew Swendiman a CFA charterholder?
Crew Capital Management lists Matthew Swendiman with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Matthew Swendiman’s record?
Search CRD 2849367 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Swendiman’s full registration record.
