Corrales & Company provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars. Financial planning was provided to 26–50 clients last fiscal year.
Corrales & Company reports 304 clients. They include 223 individual clients, 57 high-net-worth individuals, and 12 corporations and other businesses. Of its assets, 87.8% ($153M across 645 accounts) are managed with discretion; $21.3M across 93 accounts are not. It advised 20 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 22% |
| High-net-worth individuals | 19% | 71% |
| Pension and profit-sharing plans | 3% | 6% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 4% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 223 | $38.8M | 22.3% | $174K |
| High-net-worth individuals | 57 | $124M | 71.0% | $2.17M |
| Pension and profit-sharing plans | 9 | $9.81M | 5.6% | $1.09M |
| Charitable organizations | Fewer than 5 | $504K | 0.3% | $168K |
| Corporations and other businesses | 12 | $1.3M | 0.7% | $109K |
| Total | 304 | $174M | 100% | — |
- Clients
- 223
- Regulatory AUM
- $38.8M
- AUM share
- 22.3%
- Avg. per client
- $174K
- Clients
- 57
- Regulatory AUM
- $124M
- AUM share
- 71.0%
- Avg. per client
- $2.17M
- Clients
- 9
- Regulatory AUM
- $9.81M
- AUM share
- 5.6%
- Avg. per client
- $1.09M
- Clients
- Fewer than 5
- Regulatory AUM
- $504K
- AUM share
- 0.3%
- Avg. per client
- $168K
- Clients
- 12
- Regulatory AUM
- $1.3M
- AUM share
- 0.7%
- Avg. per client
- $109K
Total
- Clients
- 304
- Regulatory AUM
- $174M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 20
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Corrales & Company charges 0.75%–1.75% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Fees
- Financial planning is a negotiated fixed fee for each plan, between $99 and $10,000.
Luis Corrales owns 75% or more of Corrales & Company. The leadership team of Corrales & Company includes Chief Compliance Officer Luis Corrales. It has 10 employees, 6 of them in advisory roles.
Leadership
- Luis CorralesManaging Member and Chief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 6 in advisory functions
- 5 state-registered reps
- 2 broker-dealer reps
- 1 insurance agent
- 1 soliciting firm
- Owns 75% or more of Corrales & Company, LLC
Luis Corrales
Control person · since June 2024
Corrales & Company’s regulatory assets went from $167M (July 2025) to $174M (April 2026); clients rose from 222 to 304 and employees from 4 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $174M | 304 | 10 | 1 |
| July 2025 | $167M | 222 | 4 | 1 |
Besides its headquarters, Corrales & Company has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 1200 Brickell Ave, Suite 220, MiamiHQ
Contact and registration details
- Legal name
- Corrales & Company, LLC
- Headquarters
- 1200 Brickell Ave, Suite 220, Miami, FL 33131
- Website
- corrales.com
- Phone
- 239-421-5359
- @corrales-co
- SEC file
- 801-130804
- Structure
- Florida LLC
- Fiscal year end
- December
Corrales & Company uses Charles Schwab ($146M) as custodian for its separately managed accounts. Corrales & Company does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $146M100%
At year end, Corrales & Company’s separately managed accounts were mostly in funds (74%) and stocks (13%).
What the accounts hold
- Stocks13%
- Funds74%
- Bonds3%
- Cash9%
- Other1%
- "other" assets include miscellaneous items that do not clearly fall into any of the primary asset categories.1%
How many clients does Corrales & Company have?
Corrales & Company has 304 clients and manages $174 million for them, as of April 2026. They include 223 individual clients, 57 high-net-worth individuals, and 12 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 April 2026
What services does Corrales & Company offer?
Corrales & Company provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Corrales & Company charge?
Corrales & Company charges 0.75%–1.75% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.
Source: FORM ADV PART 2A- CORRALES & CO., filed 27 April 2026
Which custodians does Corrales & Company use?
Corrales & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $146M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 April 2026
How many financial advisors does Corrales & Company have?
Corrales & Company has 5 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Corrales & Company invest in?
At the end of its last fiscal year, Corrales & Company’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 9% cash and equivalents, 3% U.S. government and agency bonds and 1% other. The 1% other category is described as: "Other" Assets Include Miscellaneous Items That Do Not Clearly Fall Into Any of the Primary Asset Categories.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Corrales & Company?
Corrales & Company’s direct owner is Luis Corrales (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 April 2026
How does Corrales & Company get paid?
Corrales & Company is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Corrales & Company registered with the SEC?
Yes, Corrales & Company has been registered with the SEC as an investment adviser since 12 August 2024. Its CRD number is 332189 and its SEC file number is 801-130804.
Source: Form ADV Part 1A, Item 1, filed 27 April 2026; IAPD firm record
How do I contact Corrales & Company?
Corrales & Company’s main office is at 1200 Brickell Ave, Suite 220, Miami, FL 33131. Its phone number is 239-421-5359. Its website is corrales.com.