Luis Corrales has been Managing Member and Chief Compliance Officer of Corrales & Company since June 2024, is a control person of the firm and directly owns 75% or more of it.
Corrales & Company, LLC is a Miami, FL firm with $174M under management, 304 clients and 6 advisers in one office, as of its April 2026 filing.
Luis Corrales’ longest registration was 7 years at Park Avenue Securities LLC (2011–2019). Before joining Corrales & Company in 2024, Luis Corrales was registered through Cope Connelly and Invst, LLC.
- Cope Connelly– · 4 yearsMiami, FL · Adviser representative · Firm CRD 311665
- Invst, LLC– · 2 yearsWashington, DC · Adviser representative · Firm CRD 282863
- Park Avenue Securities LLC– · 7 yearsBethesda, MD · Adviser representative · Firm CRD 46173
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearRockville, MD · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Luis Corrales is registered as an investment adviser representative in Florida, since September 2024.
- FloridaSince 5 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 March 2010 |
| Series 7 | General Securities Representative Examination | 17 February 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Luis Alonso Corrales
- CRD
- 5407809
- Firm
- Corrales & Company · CRD 332189
- Role
- Managing Member and Chief Compliance Officer
- Office
- 1200 BRICKELL AVE, SUITE 220, Miami, FL 33131
- Registration
- Investment adviser registration
- In the industry since
- September 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Luis Corrales work?
Luis Corrales has been Managing Member and Chief Compliance Officer of Corrales & Company, LLC since June 2024, and is a control person of the firm.
Is Luis Corrales a financial advisor?
Yes. Luis Corrales has a current investment-adviser registration in Florida, through Corrales & Company since September 2024.
How many years of experience does Luis Corrales have?
Luis Corrales has 16 years in the financial industry, since September 2010, across 5 adviser firms.
What exams has Luis Corrales passed?
Luis Corrales has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2010. FINRA credited Luis Corrales with the SIE, which began in October 2018.
Where did Luis Corrales work before Corrales & Company?
Before Corrales & Company, Luis Corrales was registered through Invst, LLC, February 2019 to March 2021; Park Avenue Securities LLC, June 2011 to January 2019; Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2010 to December 2010.
Where is Luis Corrales based?
Luis Corrales’ registered office is in Miami, FL.
Is Luis Corrales registered with FINRA?
No. Luis Corrales has no current broker registration.
How can I verify Luis Corrales’ record?
Search CRD 5407809 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Luis Corrales’ full registration record.