{"url":"https://nivawealth.com/firms/corrales-and-company-332189","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332189","regulatoryAum":174189878,"crd":"332189","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7351202","suffix":null,"lastName":"Adekeye","firstName":"Stephen","middleName":"Olaleye"},{"crd":"5407809","suffix":null,"lastName":"CORRALES","firstName":"LUIS","middleName":"ALONSO"},{"crd":"6915978","suffix":null,"lastName":"Fitzgerald","firstName":"Karla","middleName":null},{"crd":"5811220","suffix":null,"lastName":"LANDESMAN","firstName":"JOSEPH","middleName":"MARTIN"},{"crd":"8031009","suffix":"Jr","lastName":"Ortega","firstName":"Roman","middleName":null},{"crd":"6629446","suffix":null,"lastName":"Ruano","firstName":"Bryant","middleName":"Alexander"},{"crd":"5168984","suffix":null,"lastName":"WANG","firstName":"HSUAN","middleName":null}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-02","regulatoryAum":167494419,"clients":222,"employees":4,"offices":1},{"filedOn":"2026-04-27","regulatoryAum":174189878,"clients":304,"employees":10,"offices":1}],"secFileNumber":"801-130804","legalName":"Corrales & Company, LLC","displayName":"Corrales & Company","slug":"corrales-and-company-332189","website":"https://corrales.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/corrales-co","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1200 Brickell Ave, Suite 220","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131"},"tradeNames":[],"registration":{"secApproved":"12 August 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":580615.4535714285,"staff":{"employees":10,"advisory":6,"brokerDealerReps":2,"insuranceAgents":1,"promoters":1},"aum":{"regulatory":174189878,"discretionary":152858001,"discretionaryAccounts":645,"nonDiscretionary":21331877,"nonDiscretionaryAccounts":93,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":20},"clientTypes":[{"label":"Individuals (other than HNW)","clients":223,"regulatoryAum":38825917},{"label":"High-net-worth individuals","clients":57,"regulatoryAum":123746410},{"label":"Pension and profit-sharing plans","clients":9,"regulatoryAum":9808409},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":504383},{"label":"Corporations and other businesses","clients":12,"regulatoryAum":1304759}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042884","versionId":1042884,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-04-27","documentName":"FORM ADV PART 2A-   CORRALES & CO.","fee_rate_low":0.75,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Fees","summary":"Financial planning is a negotiated fixed fee for each plan, between $99 and $10,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042884","versionId":1042884,"submittedOn":"2026-04-27","documentName":"FORM ADV PART 2A-   CORRALES & CO."}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:48:17.686476+00:00","documents":[{"name":"FORM ADV PART 2A-   CORRALES & CO.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042884","versionId":1042884,"submittedOn":"2026-04-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":145941089}],"custodyNote":"Corrales & Company does not have custody of client assets.","leadership":[{"name":"Luis Corrales","title":"Managing Member and Chief Compliance Officer","crd":"5407809"}],"ownership":[{"label":"Luis Corrales","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since June 2024."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1200 Brickell Ave, Suite 220","city":"Miami","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"239-421-5359","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":13},{"label":"U.S. government/agency bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":74},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":1,"detail":"\"Other\" Assets Include Miscellaneous Items That Do Not Clearly Fall Into Any of the Primary Asset Categories."}],"privateFunds":0},"sources":{"adv1FilingDate":"27 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332189/PDF/332189.pdf","brochureDate":"27 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042884","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Corrales & Company have?","answer":"Corrales & Company has 304 clients and manages $174 million for them, as of April 2026. They include 223 individual clients, 57 high-net-worth individuals, and 12 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Corrales & Company offer?","answer":"Corrales & Company provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Corrales & Company charge?","answer":"Corrales & Company charges 0.75%–1.75% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A-   CORRALES & CO., filed 27 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Corrales & Company use?","answer":"Corrales & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $146M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Corrales & Company have?","answer":"Corrales & Company has 5 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Corrales & Company invest in?","answer":"At the end of its last fiscal year, Corrales & Company’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 9% cash and equivalents, 3% U.S. government and agency bonds and 1% other. The 1% other category is described as: \"Other\" Assets Include Miscellaneous Items That Do Not Clearly Fall Into Any of the Primary Asset Categories.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Corrales & Company?","answer":"Corrales & Company’s direct owner is Luis Corrales (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Corrales & Company get paid?","answer":"Corrales & Company is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Corrales & Company registered with the SEC?","answer":"Yes, Corrales & Company has been registered with the SEC as an investment adviser since 12 August 2024. Its CRD number is 332189 and its SEC file number is 801-130804.","source":"Form ADV Part 1A, Item 1, filed 27 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Corrales & Company?","answer":"Corrales & Company’s main office is at 1200 Brickell Ave, Suite 220, Miami, FL 33131. Its phone number is 239-421-5359. Its website is corrales.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}