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Firms by state

RIA firms in Connecticut

55 SEC-registered advisers headquartered in Connecticut. Browse by city or look up a firm.

Search the full directory by firm name, city, state, CRD number or custodian.

Explore by city

Find firms headquartered in Connecticut. Choose a city to get started.

16 cities in this directory
HEADQUARTERS CITIES
Bloomfield: 1 firmDarien: 2 firmsFarmington: 2 firmsGlastonbury: 1 firmGreenwich: 17 firmsHartford: 4 firmsNew Haven: 2 firmsNorwalk: 3 firmsOld Greenwich: 2 firmsShelton: 1 firmStamford: 13 firmsWest Hartford: 1 firmWestport: 3 firmsWilton: 1 firmWindsor: 1 firm

Select a dot to see the city and its firms.

City locations are approximate. Counts reflect filed headquarters. 1 city is listed without a map marker.

Map source: U.S. Census

All 55 firms

Ordered by regulatory assets under management, as reported on Form ADV.

Headquarters
Stamford, CT
Regulatory AUM
$16.66B
Headquarters
Greenwich, CT
Regulatory AUM
$15.65B
Headquarters
New Haven, CT
Regulatory AUM
$14.11B
Headquarters
Greenwich, CT
Regulatory AUM
$13.73B
Headquarters
Stamford, CT
Regulatory AUM
$13.48B
Headquarters
Greenwich, CT
Regulatory AUM
$13.24B
Headquarters
Stamford, CT
Regulatory AUM
$12.22B
Headquarters
Wilton, CT
Regulatory AUM
$11.83B
Headquarters
Greenwich, CT
Regulatory AUM
$11.71B
Headquarters
Greenwich, CT
Regulatory AUM
$11.69B
Headquarters
Westport, CT
Regulatory AUM
$11.14B
Headquarters
Greenwich, CT
Regulatory AUM
$11.13B
Headquarters
West Hartford, CT
Regulatory AUM
$11.07B
Headquarters
Stamford, CT
Regulatory AUM
$10.48B
Headquarters
Darien, CT
Regulatory AUM
$10.12B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A firm appears here when its Form ADV Part 1A lists its headquarters in Connecticut. This page covers firms published in this directory. Branch offices and state registration jurisdictions do not determine inclusion; firms may serve clients in other states.

Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.