Confluence Wealth Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 3,500 clients last fiscal year.
Confluence Wealth Services reports 5,228 clients. They include 3,238 individual clients, 1,910 high-net-worth individuals, and 39 pension and profit-sharing plans. Of its assets, 96.2% ($7.51B across 14,387 accounts) are managed with discretion; $297M across 606 accounts are not. It advised 38 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 14% |
| High-net-worth individuals | 37% | 81% |
| Investment companies | <1% | <1% |
| Pension and profit-sharing plans | <1% | 3% |
| Charitable organizations | <1% | <1% |
| Other client typesState or municipal government entities; Corporations and other businesses; Other | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,238 | $1.08B | 13.8% | $333K |
| High-net-worth individuals | 1,910 | $6.34B | 81.2% | $3.32M |
| Investment companies | 1 | $541K | 0.0% | $541K |
| Pension and profit-sharing plans | 39 | $237M | 3.0% | $6.08M |
| Charitable organizations | 7 | $53.4M | 0.7% | $7.63M |
| State or municipal government entities | Fewer than 5 | $20.4M | 0.3% | $5.1M |
| Corporations and other businesses | 28 | $77M | 1.0% | $2.75M |
| Other | 1 | $1.16M | 0.0% | $1.16M |
| Total | 5,228 | $7.81B | 100% | — |
- Clients
- 3,238
- Regulatory AUM
- $1.08B
- AUM share
- 13.8%
- Avg. per client
- $333K
- Clients
- 1,910
- Regulatory AUM
- $6.34B
- AUM share
- 81.2%
- Avg. per client
- $3.32M
- Clients
- 1
- Regulatory AUM
- $541K
- AUM share
- 0.0%
- Avg. per client
- $541K
- Clients
- 39
- Regulatory AUM
- $237M
- AUM share
- 3.0%
- Avg. per client
- $6.08M
- Clients
- 7
- Regulatory AUM
- $53.4M
- AUM share
- 0.7%
- Avg. per client
- $7.63M
- Clients
- Fewer than 5
- Regulatory AUM
- $20.4M
- AUM share
- 0.3%
- Avg. per client
- $5.1M
- Clients
- 28
- Regulatory AUM
- $77M
- AUM share
- 1.0%
- Avg. per client
- $2.75M
- Clients
- 1
- Regulatory AUM
- $1.16M
- AUM share
- 0.0%
- Avg. per client
- $1.16M
Total
- Clients
- 5,228
- Regulatory AUM
- $7.81B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 38
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 3500
Confluence Wealth Services is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Compass Services
- Compass Service fee is 1.00% annually on the client's non-aggregated assets under management, for smaller accounts.
- Financial Plan Reviews
- Standalone financial plan reviews are fixed fee, starting at $5,000, paid half upfront and half on delivery; waived if the client becomes a wealth management client within 6 months.
- Separately Managed Account Services
- Fees range up to 1.50% on an annualized basis, including financial planning unless the agreement says otherwise; a $250,000 account minimum applies, which may be waived.
CFP Financial Holdco, LLC owns 75% or more of Confluence Wealth Services and is in turn owned by CFP Parent, Inc. (75% or more) and Gregory Weimer (50–75%). Gregory Weimer is CEO; the leadership team includes President Gregory Weimer, Chief Investment Officer William Winkeler and Chief Operating Officer Stephanie Bogden. It has 71 employees, 39 of them in advisory roles.
Leadership
- Gregory WeimerChief Executive Officer and Chair
- Gregory WeimerPresident
Stephanie BogdenChief Operating Officer
Kathleen ThornhillChief Compliance Officer
William WinkelerChief Investment Officer
Investment adviser representatives
45 representatives listed in the SEC register as of 9 October 2026.
- Barbara Louise Battin
- Brandon Beck
- David Oliver Cashdollar
- Timothy David Cashdollar
- Brandon Christopher Corlett
- Jackson Arthur Elizondo
- George M Epitropoulos
- Loren Paul Fiffik
- Thomas James Fitzsimmons
- Paul Leonard Frey
- Nathan Ryan Garcia
- David Anthony Graver
- Randall Jack Holcombe
- Steven R Hykes
- Jonathan Harper Jordan
- Sophia Cosette Kann
- Kristian Xenophon Karidis
- Kurt Edward Kimmich
- Matthew J Kimmich
- Charles Kolias
- Morgan Christopher Lee
- Katherine Mary Montagazzi
- Eric William Montgomery
- Brody Mull
- Jared Nicholson
- Melissa Alice Pirosko
- Nicklaus Anthony Proud
- Brian William Ripley
- Dylen Joseph Roberts
- Casey John Robinson
- Scott Michael Rogowicz
- Neil Patrick Rongaus
- Zachery Steven Saunders
- Samantha Spitzer Sheetz
- Jacob Stotsky
- Joseph Anthony Tabaka JR
- Corey Eric Taylor
- Michael Thomas Touscany
- Richard Jerome Wingertsahn
- Charles Thomas Ziants
Staff
- 71 employees
- 39 in advisory functions
- 40 state-registered reps
- 35 insurance agents
- 1 soliciting firm
- Owns 75% or more of Confluence Wealth Services, LLC
CFP Financial Holdco, LLC
Control person · since August 2026
- Owns 75% or more of CFP Financial Holdco, LLC
CFP Parent, Inc.
Control person · since August 2026
- Owns 50% to 75% of CFP Financial Holdco, LLC
Gregory Weimer
Control person · since August 2026
Confluence Wealth Services’ regulatory assets grew Infinity× from $0 (March 2021) to $7.81B (September 2026); employees rose from 32 to 71.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $7.81B | 5,228 | 71 | 9 |
| April 2025 | $5.45B | 5,044 | 68 | 8 |
| March 2024 | $3.06B | 2,666 | 42 | 4 |
| March 2023 | $2.47B | 2,475 | 42 | 4 |
| July 2022 | $2.51B | 2,084 | 35 | 4 |
| March 2021 | $0 | 0 | 32 | 3 |
Besides its headquarters, Confluence Wealth Services has 8 offices (4 private residences, listed without an address), with 5 listed addresses in Florida and Pennsylvania.
Pennsylvania · 4 listed addresses
- 732 E McMurray RD, McMurrayHQ
- 115 Erie Street, Grove City
- One PPG Place, Pittsburgh
- 1605 Carmody Court, Sewickley
Florida · 1 listed address
- 3301 Bonita Beach Road SW, Bonita Springs
Contact and registration details
- Legal name
- Confluence Wealth Services, LLC
- Headquarters
- 732 E McMurray RD, McMurray, PA 15317
- Website
- confluencefp.com
- Phone
- 724-271-8801
- @confluence-financial-partners
- SEC file
- 801-120711
- Structure
- Delaware LLC
- Fiscal year end
- December
Confluence Wealth Services uses Raymond James ($6.1B) as custodian for its separately managed accounts. Confluence Wealth Services has custody of $40.3M in client assets for 75 clients.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $6.1B100%
At year end, Confluence Wealth Services’ separately managed accounts were mostly in funds (82%) and stocks (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $3.5B across 476 positions; the largest are Capital Group Dividend Value ETF (9.8%), Vanguard Dividend Appreciation ETF (6.7%) and iShares Russell 1000 Growth ETF (5.4%).
What the accounts hold
- Stocks11%
- Funds82%
- Bonds3%
- State and local bonds2%
- U.S. government and agency bonds1%
- Cash4%
Reported 13F holdings
- $3.5B
- Reported 13F value
- 476
- Positions
- 46.3%
- In the 10 largest
- +35.6%
- Value vs. prior quarter
- Capital Group Dividend Value ETFETF9.8%
- Vanguard Dividend Appreciation ETFETF6.7%
- iShares Russell 1000 Growth ETFETF5.4%
- JPMORGAN Equity Premium Income ETFETF4.6%
- Vanguard International High Dividend Yield ETFETF4.3%
- Capital Group Dividend Growers ETFETF3.5%
- Dimensional International Value ETFETF3.2%
- JPMORGAN Core Plus Bond ETFETF3.2%
- Dimensional U.S. Small Cap ETFETF2.9%
- iShares Core Dividend Growth ETFETF2.8%
Together, the ten largest are 46.3% of reported value.
How many clients does Confluence Wealth Services have?
Confluence Wealth Services has 5,228 clients and manages $7.81 billion for them, as of September 2026. They include 3,238 individual clients, 1,910 high-net-worth individuals, and 39 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026
What services does Confluence Wealth Services offer?
Confluence Wealth Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Confluence Wealth Services use?
Confluence Wealth Services’ separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $6.1B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026
How many financial advisors does Confluence Wealth Services have?
Confluence Wealth Services has 40 investment adviser representatives registered with state securities authorities, out of 71 employees, and 39 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 35 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Confluence Wealth Services invest in?
At the end of its last fiscal year, Confluence Wealth Services’ separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 4% cash and equivalents, 2% state and local bonds and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Confluence Wealth Services?
Confluence Wealth Services is owned through a holding company by CFP Parent, Inc. and Gregory Weimer. Its direct owner is CFP Financial Holdco, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 15 September 2026
How does Confluence Wealth Services get paid?
Confluence Wealth Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Confluence Wealth Services registered with the SEC?
Yes, Confluence Wealth Services has been registered with the SEC as an investment adviser since 5 April 2021. Its CRD number is 311980 and its SEC file number is 801-120711.
Source: Form ADV Part 1A, Item 1, filed 15 September 2026; IAPD firm record
How do I contact Confluence Wealth Services?
Confluence Wealth Services’ main office is at 732 E McMurray RD, McMurray, PA 15317. Its phone number is 724-271-8801. Its website is confluencefp.com.