Stephanie Bogden has been Chief Operating Officer of Confluence Wealth Services since November 2024, is a control person of the firm and directly owns under 5% of it. Stephanie Bogden holds a Bachelor of Science in Economics from the University of Pittsburgh and an MBA from the University of Phoenix.
Confluence Wealth Services, LLC is a McMurray, PA firm with $7.81B under management, 5,228 clients and 39 advisers across 9 offices, as of its September 2026 filing.
Stephanie Bogden is Chief Operating Officer of Confluence Financial Partners. She works in conjunction with Confluence leaders to ensure that daily operations and processes are efficient and supportive of client service, and collaborates with leadership to assess and implement systems across departments. Before joining Confluence, she held a dual role as Chief Operating Officer and Chief Compliance Officer of another firm.
Stephanie Bogden’s longest registration was 2 years at Charles Schwab & Co., Inc. (2008–2011). Before joining Confluence Wealth Services in 2024, Stephanie Bogden was registered through Ewa, LLC and Newedge Advisors.
- – present · 1 yearMcMurray, PA · Adviser representative · Firm CRD 311980
- Ewa, LLC– · 2 yearsPittsburgh, PA · Adviser representative · Firm CRD 308977
- Newedge Advisors– · under a yearCanonsburg, PA · Adviser representative · Firm CRD 171351
- Charles Schwab & Co., Inc.– · 2 yearsPhoenix, AZ · Adviser representative · Firm CRD 5393
- Wachovia Securities, LLC– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 19616
- American Express Financial Advisors, Inc.– · under a yearPittsburgh, PA · Adviser representative · Firm CRD 6363
Professional designations
Listed by Confluence Wealth Services
- WMCP®
Investment adviser representative registrations
Stephanie Bogden is registered as an investment adviser representative in Pennsylvania, since November 2024.
- PennsylvaniaSince 18 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 February 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 November 2017 |
| Series 7 | General Securities Representative Examination | 20 October 2017 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 21 November 2008 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 23 October 2008 |
| Series 66 | Uniform Combined State Law Examination | 16 September 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Stephanie G Bogden
- CRD
- 4558684
- Firm
- Confluence Wealth Services · CRD 311980
- Role
- Chief Operating Officer
- Office
- 732 E MCMURRAY RD, McMurray, PA 15317
- Registration
- Investment adviser registration
- In the industry since
- July 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- confluencefp.com
Where does Stephanie Bogden work?
Stephanie Bogden has been Chief Operating Officer of Confluence Wealth Services, LLC since November 2024, and is a control person of the firm.
Is Stephanie Bogden a financial advisor?
Yes. Stephanie Bogden has a current investment-adviser registration in Pennsylvania, through Confluence Wealth Services since November 2024.
How many years of experience does Stephanie Bogden have?
Stephanie Bogden has 14 years in the financial industry, since July 2012, across 6 adviser firms.
What exams has Stephanie Bogden passed?
Stephanie Bogden has passed 6 licensing exams: the Series 66, Series 9, Series 10, Series 7, Series 63 and Series 65. The earliest, the Series 66, was passed in September 2002. FINRA credited Stephanie Bogden with the SIE, which began in October 2018.
Where did Stephanie Bogden work before Confluence Wealth Services?
Before Confluence Wealth Services, Stephanie Bogden was registered through Ewa, LLC, June 2022 to October 2024; Newedge Advisors, February 2022 to May 2022; Charles Schwab & Co., Inc., July 2008 to January 2011; Wachovia Securities, LLC, April 2008 to June 2008; American Express Financial Advisors, Inc., July 2003 to July 2003.
Where is Stephanie Bogden based?
Stephanie Bogden’s registered office is in McMurray, PA.
Is Stephanie Bogden registered with FINRA?
No. Stephanie Bogden has no current broker registration.
How can I verify Stephanie Bogden’s record?
Search CRD 4558684 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephanie Bogden’s full registration record.
