Kathleen Thornhill has been Chief Compliance Officer of Confluence Wealth Services since July 2022, is a control person of the firm and directly owns under 5% of it. Kathleen Thornhill holds a Bachelor of Science in Business Administration from the University of Pittsburgh.
Confluence Wealth Services, LLC is a McMurray, PA firm with $7.81B under management, 5,228 clients and 39 advisers across 9 offices, as of its September 2026 filing.
Katie Thornhill is Chief Compliance Officer of Confluence Financial Partners. She began her career at PNC in retail banking sales, then spent time as a trader at Hefren-Tillotson before moving to the compliance team, where her work covered internal audits, anti-money laundering, public communications review and regulatory exams.
Kathleen Thornhill’s longest registration was 8 years at Hefren-Tillotson, Inc. (2014–2022). Before joining Confluence Wealth Services in 2022, Kathleen Thornhill was registered through Hefren-Tillotson, Inc.
- – present · 4 yearsPittsburgh, PA · Adviser representative · Firm CRD 311980
- Hefren-Tillotson, Inc.– · 8 yearsPittsburgh, PA · Adviser representative · Firm CRD 53
Investment adviser representative registrations
Kathleen Thornhill is registered as an investment adviser representative in Pennsylvania, since July 2022.
- PennsylvaniaSince 13 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 2 June 2018 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 February 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 October 2013 |
| Series 7 | General Securities Representative Examination | 22 January 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kathleen Ann Thornhill
- CRD
- 6108382
- Firm
- Confluence Wealth Services · CRD 311980
- Role
- Chief Compliance Officer
- Office
- 1 PPG PLACE, SUITE 2420, Pittsburgh, PA 15222
- Registration
- Investment adviser registration
- In the industry since
- March 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- confluencefp.com
Where does Kathleen Thornhill work?
Kathleen Thornhill has been Chief Compliance Officer of Confluence Wealth Services, LLC since July 2022, and is a control person of the firm.
Is Kathleen Thornhill a financial advisor?
Yes. Kathleen Thornhill has a current investment-adviser registration in Pennsylvania, through Confluence Wealth Services since July 2022.
How many years of experience does Kathleen Thornhill have?
Kathleen Thornhill has 13 years in the financial industry, since March 2013, across 2 adviser firms.
What exams has Kathleen Thornhill passed?
Kathleen Thornhill has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in January 2013. FINRA credited Kathleen Thornhill with the SIE, which began in October 2018.
Where did Kathleen Thornhill work before Confluence Wealth Services?
Before Confluence Wealth Services, Kathleen Thornhill was registered through Hefren-Tillotson, Inc., July 2014 to July 2022.
Where is Kathleen Thornhill based?
Kathleen Thornhill’s registered office is in Pittsburgh, PA.
Is Kathleen Thornhill registered with FINRA?
No. Kathleen Thornhill has no current broker registration.
How can I verify Kathleen Thornhill’s record?
Search CRD 6108382 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathleen Thornhill’s full registration record.
