Compass Retirement Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Compass Retirement Group reports 766 clients. They include 757 individual clients and 9 high-net-worth individuals. Of its assets, 100.0% ($112M across 939 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $336M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 99% | 88% |
| High-net-worth individuals | 1% | 12% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 757 | $98.7M | 88.2% | $130K |
| High-net-worth individuals | 9 | $13.2M | 11.8% | $1.46M |
| Total | 766 | $112M | 100% | $146K |
- Clients
- 757
- Regulatory AUM
- $98.7M
- AUM share
- 88.2%
- Avg. per client
- $130K
- Clients
- 9
- Regulatory AUM
- $13.2M
- AUM share
- 11.8%
- Avg. per client
- $1.46M
Total
- Clients
- 766
- Regulatory AUM
- $112M
- AUM share
- 100%
- Avg. per client
- $146K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Compass Retirement Group charges 0.65%–1.50% a year for its Investment Management & Financial Planning Services. The fee is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Limited-scope consulting fees are negotiated with the client and billed monthly as services are rendered.
Marvin Mitchell owns 75% or more of Compass Retirement Group. It has 9 employees, 7 of them in advisory roles.
Leadership
Marvin MitchellManaging Member
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 7 in advisory functions
- 7 state-registered reps
- 9 insurance agents
- Owns 75% or more of Compass Retirement Group LLC
Marvin Mitchell
Control person · since November 2015
Compass Retirement Group’s regulatory assets grew from $100M (May 2022) to $112M (August 2026); clients fell from 935 to 766 and employees were 9 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $112M | 766 | 9 | 2 |
| March 2025 | $93.5M | 674 | 9 | 2 |
| July 2024 | $99.4M | 786 | 9 | 2 |
| June 2023 | $85.6M | 805 | 18 | 2 |
| May 2022 | $100M | 935 | 9 | 1 |
Besides its headquarters, Compass Retirement Group has 1 office, with 2 listed addresses in Georgia and Missouri.
Georgia · 1 listed address
- 1100 Abernathy, Atlanta
Missouri · 1 listed address
- 10326 Old Olive Street Road, St. LouisHQ
Contact and registration details
- Legal name
- Compass Retirement Group LLC
- Headquarters
- 10326 Old Olive Street Road, St. Louis, MO 63141
- Website
- Not reported
- Phone
- 314-373-1598
- SEC file
- 801-124696
- Structure
- Missouri LLC
- Fiscal year end
- December
Compass Retirement Group uses Fidelity ($56.8M, 51%) and Charles Schwab ($55M, 49%) as custodians for its separately managed accounts. Compass Retirement Group has custody of $1.07M in client assets for 12 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $56.8M51%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $55M49%
At year end, Compass Retirement Group’s separately managed accounts were mostly in stocks (60%) and bonds (33%).
What the accounts hold
- Stocks60%
- Bonds33%
- Cash6%
- Other1%
- Reits1%
How many clients does Compass Retirement Group have?
Compass Retirement Group has 766 clients and manages $112 million for them, as of August 2026. They include 757 individual clients and 9 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026
What services does Compass Retirement Group offer?
Compass Retirement Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Compass Retirement Group charge?
Compass Retirement Group charges 0.65%–1.50% a year for its Investment Management & Financial Planning Services. The fee is negotiable.
Which custodians does Compass Retirement Group use?
Compass Retirement Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $56.8M and Charles Schwab & Co., Inc. (Westlake, TX), with $55M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026
How many financial advisors does Compass Retirement Group have?
Compass Retirement Group has 7 investment adviser representatives registered with state securities authorities, out of 9 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Compass Retirement Group invest in?
At the end of its last fiscal year, Compass Retirement Group’s separately managed accounts held 60% exchange-traded equities, 33% U.S. government and agency bonds, 6% cash and equivalents and 1% other. The 1% other category is described as: Reits.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Compass Retirement Group?
Compass Retirement Group’s direct owner is Marvin Mitchell (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 August 2026
How does Compass Retirement Group get paid?
Compass Retirement Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Compass Retirement Group?
Compass Retirement Group’s main office is at 10326 Old Olive Street Road, St. Louis, MO 63141. Its phone number is 314-373-1598.