Marvin Mitchell has been Managing Member of Compass Retirement Group since November 2015, is a control person of the firm and directly owns 75% or more of it.
Compass Retirement Group LLC is a St. Louis, MO firm with $112M under management, 766 clients and 7 advisers across 2 offices, as of its August 2026 filing.
Marvin Mitchell is President and Chief Executive Officer of Compass Retirement Solutions, which he founded. He has worked with pre-retirees and retirees for more than 20 years on retirement income, taxes, investments and legacy planning. He leads the Compass team.
Marvin Mitchell’s longest registration is the current one, 10 years at Compass Retirement Group since 2016. Before joining Compass Retirement Group in 2016, Marvin Mitchell was registered through On Investment Management Co and Cornerstone Wealth Management, LLC.
- On Investment Management Co– · 2 yearsSt. Louis, MO · Adviser representative · Firm CRD 105662
- Cornerstone Wealth Management, LLC– · under a yearDes Peres, MO · Adviser representative · Firm CRD 164666
- LPL Financial LLC– · 1 yearSt. Peters, MO · Adviser representative · Firm CRD 6413
- Edward Jones– · 4 yearsHazelwood, MO · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Marvin Mitchell is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from February 2016; the most recent is Georgia, in March 2021.
- GeorgiaSince 23 March 2021
- MissouriSince 22 February 2016
- TexasResidentSince 15 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 June 2007 |
| Series 7 | General Securities Representative Examination | 5 June 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marvin L. Mitchell
- CRD
- 5324636
- Firm
- Compass Retirement Group · CRD 282420
- Role
- Managing Member
- Office
- 10326 OLD OLIVE STREET ROAD, St. Louis, MO 63141
- Registration
- Investment adviser registration
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- compassretirementsolutions.com
Where does Marvin Mitchell work?
Marvin Mitchell has been Managing Member of Compass Retirement Group LLC since November 2015, and is a control person of the firm.
Is Marvin Mitchell a financial advisor?
Yes. Marvin Mitchell has a current investment-adviser registration in Georgia, Missouri and Texas, through Compass Retirement Group since February 2016.
How many years of experience does Marvin Mitchell have?
Marvin Mitchell has 19 years in the financial industry, since August 2007, across 5 adviser firms.
What exams has Marvin Mitchell passed?
Marvin Mitchell has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2007. FINRA credited Marvin Mitchell with the SIE, which began in October 2018.
Where did Marvin Mitchell work before Compass Retirement Group?
Before Compass Retirement Group, Marvin Mitchell was registered through On Investment Management Co, May 2013 to December 2015; Cornerstone Wealth Management, LLC, August 2012 to May 2013; LPL Financial LLC, January 2012 to March 2013; Edward Jones, July 2007 to December 2011.
Where is Marvin Mitchell based?
Marvin Mitchell’s registered office is in St. Louis, MO.
Is Marvin Mitchell registered with FINRA?
No. Marvin Mitchell has no current broker registration.
How can I verify Marvin Mitchell’s record?
Search CRD 5324636 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marvin Mitchell’s full registration record.