{"url":"https://nivawealth.com/firms/compass-retirement-group-282420","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282420","regulatoryAum":111859803,"crd":"282420","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6156731","suffix":"II","lastName":"Buttaro","firstName":"Vincent","middleName":null},{"crd":"6496012","suffix":null,"lastName":"Corn","firstName":"Poonnasa","middleName":null},{"crd":"7495661","suffix":null,"lastName":"Dickerson","firstName":"Tamara","middleName":"Andrea"},{"crd":"5762888","suffix":null,"lastName":"Jennings","firstName":"Dossie","middleName":null},{"crd":"5324636","suffix":null,"lastName":"MITCHELL","firstName":"MARVIN","middleName":"L."},{"crd":"6342671","suffix":null,"lastName":"SOLANKE","firstName":"AIRIONNE","middleName":"RENEE"},{"crd":"6904866","suffix":null,"lastName":"Sullivan","firstName":"Tracy","middleName":"Lynn"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-05-24","regulatoryAum":100000000,"clients":935,"employees":9,"offices":1},{"filedOn":"2023-06-13","regulatoryAum":85582495,"clients":805,"employees":18,"offices":2},{"filedOn":"2024-07-12","regulatoryAum":99385949,"clients":786,"employees":9,"offices":2},{"filedOn":"2025-03-12","regulatoryAum":93497237,"clients":674,"employees":9,"offices":2},{"filedOn":"2026-08-28","regulatoryAum":111859803,"clients":766,"employees":9,"offices":2}],"secFileNumber":"801-124696","legalName":"Compass Retirement Group LLC","displayName":"Compass Retirement Group","slug":"compass-retirement-group-282420","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/compass-retirement-solutions-llc","founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10326 Old Olive Street Road","city":"St. Louis","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63141"},"tradeNames":[],"registration":{"secApproved":"21 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":146031.07441253265,"staff":{"employees":9,"advisory":7,"brokerDealerReps":0,"insuranceAgents":9,"promoters":0},"aum":{"regulatory":111859803,"discretionary":111859803,"discretionaryAccounts":939,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":335579409,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":757,"regulatoryAum":98695310},{"label":"High-net-worth individuals","clients":9,"regulatoryAum":13164493}],"feePrograms":[{"role":"main","program":"Investment Management & Financial Planning Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056351","versionId":1056351,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-08-28","documentName":"2A BROCHURE","fee_rate_low":0.65,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting Services","summary":"Limited-scope consulting fees are negotiated with the client and billed monthly as services are rendered.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056351","versionId":1056351,"submittedOn":"2026-08-28","documentName":"2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:21:17.812037+00:00","documents":[{"name":"2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056351","versionId":1056351,"submittedOn":"2026-08-28"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056350","versionId":1056350,"submittedOn":null}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":56846661},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":55013142}],"custodyNote":"Compass Retirement Group has custody of $1.07M in client assets for 12 clients.","otherCustodians":[],"leadership":[{"name":"Marvin Mitchell","title":"Managing Member","crd":"5324636"},{"name":"Airionne Solanke","title":"CCO","crd":"6342671"}],"ownership":[{"label":"Marvin Mitchell","detail":"Managing member in the 75% or more ownership band and a control person, since November 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"1100 Abernathy","city":"Atlanta"}]},{"state":"Missouri","offices":1,"addresses":[{"street":"10326 Old Olive Street Road","city":"St. Louis","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"314-373-1598","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":60},{"label":"U.S. government/agency bonds","percent":33},{"label":"Cash and cash equivalents","percent":6},{"label":"Other","percent":1,"detail":"Reits"}],"privateFunds":0},"sources":{"adv1FilingDate":"28 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282420/PDF/282420.pdf","brochureDate":"28 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056351","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Compass Retirement Group have?","answer":"Compass Retirement Group has 766 clients and manages $112 million for them, as of August 2026. They include 757 individual clients and 9 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Compass Retirement Group offer?","answer":"Compass Retirement Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Compass Retirement Group charge?","answer":"Compass Retirement Group charges 0.65%–1.50% a year for its Investment Management & Financial Planning Services. The fee is negotiable.","source":"2A BROCHURE, filed 28 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Compass Retirement Group use?","answer":"Compass Retirement Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $56.8M and Charles Schwab & Co., Inc. (Westlake, TX), with $55M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Compass Retirement Group have?","answer":"Compass Retirement Group has 7 investment adviser representatives registered with state securities authorities, out of 9 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Compass Retirement Group invest in?","answer":"At the end of its last fiscal year, Compass Retirement Group’s separately managed accounts held 60% exchange-traded equities, 33% U.S. government and agency bonds, 6% cash and equivalents and 1% other. The 1% other category is described as: Reits.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Compass Retirement Group?","answer":"Compass Retirement Group’s direct owner is Marvin Mitchell (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Compass Retirement Group get paid?","answer":"Compass Retirement Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Compass Retirement Group?","answer":"Compass Retirement Group’s main office is at 10326 Old Olive Street Road, St. Louis, MO 63141. Its phone number is 314-373-1598.","source":"Form ADV Part 1A, Item 1.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}