Vincent Buttaro has been an investment adviser representative at Compass Retirement Group since May 2026, and is not listed among the firm’s executive officers or direct owners.
Compass Retirement Group LLC is a St. Louis, MO firm with $112M under management, 766 clients and 7 advisers across 2 offices, as of its August 2026 filing.
Vincent Buttaro’s longest registration was 8 years at Edward Jones (2014–2022). Before joining Compass Retirement Group in 2026, Vincent Buttaro was registered through Cetera Investment Advisers LLC and Ae Wealth Management, LLC.
- Cetera Investment Advisers LLC– · 1 yearTopeka, KS · Adviser representative · Firm CRD 105644
- Ae Wealth Management, LLC– · 2 yearsTopeka, KS · Adviser representative · Firm CRD 282580
- Edward Jones– · 8 yearsTempe, AZ · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Vincent Buttaro is registered as an investment adviser representative in Kansas, since May 2026.
- KansasSince 22 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 6 October 2016 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 26 September 2016 |
| Series 24 | General Securities Principal Examination | 8 September 2016 |
| Series 66 | Uniform Combined State Law Examination | 4 April 2014 |
| Series 7 | General Securities Representative Examination | 27 December 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6156731
- Firm
- Compass Retirement Group · CRD 282420
- Office
- Topeka, KS
- Registration
- Investment adviser registration
- In the industry since
- January 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Vincent Buttaro work?
Vincent Buttaro is an investment adviser representative registered through Compass Retirement Group LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Vincent Buttaro a financial advisor?
Yes. Vincent Buttaro has a current investment-adviser registration in Kansas, through Compass Retirement Group since May 2026.
How many years of experience does Vincent Buttaro have?
Vincent Buttaro has 12 years in the financial industry, since January 2014, across 4 adviser firms.
What exams has Vincent Buttaro passed?
Vincent Buttaro has passed 5 licensing exams: the Series 7, Series 66, Series 24, Series 10 and Series 9. The earliest, the Series 7, was passed in December 2013. FINRA credited Vincent Buttaro with the SIE, which began in October 2018.
Where did Vincent Buttaro work before Compass Retirement Group?
Before Compass Retirement Group, Vincent Buttaro was registered through Ae Wealth Management, LLC, November 2022 to November 2024; Edward Jones, April 2014 to November 2022.
Where is Vincent Buttaro based?
Vincent Buttaro’s registered office is in Topeka, KS.
Is Vincent Buttaro registered with FINRA?
No. Vincent Buttaro has no current broker registration.
How can I verify Vincent Buttaro’s record?
Search CRD 6156731 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Vincent Buttaro’s full registration record.
