Compass Financial Group provides financial planning and portfolio management for individuals and small businesses.
Compass Financial Group reports 158 clients. They include 101 high-net-worth individuals and 57 individual clients. Of its assets, 100.0% ($149M across 158 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 36% | 16% |
| High-net-worth individuals | 64% | 84% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 57 | $23.1M | 15.5% | $405K |
| High-net-worth individuals | 101 | $126M | 84.5% | $1.24M |
| Total | 158 | $149M | 100% | $942K |
- Clients
- 57
- Regulatory AUM
- $23.1M
- AUM share
- 15.5%
- Avg. per client
- $405K
- Clients
- 101
- Regulatory AUM
- $126M
- AUM share
- 84.5%
- Avg. per client
- $1.24M
Total
- Clients
- 158
- Regulatory AUM
- $149M
- AUM share
- 100%
- Avg. per client
- $942K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Compass Financial Group is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is billed an upfront charge of $1,500 and up, plus an annual ongoing fee of $2,000 and up, paid monthly or quarterly in advance.
Mark Menges owns 75% or more of Compass Financial Group. The leadership team of Compass Financial Group includes President Mark Menges. It has 4 employees, 2 of them in advisory roles.
Leadership
Mark MengesPresident and Chief Compliance Officer- Gregory JohnsonFinancial Advisor
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Compass Financial Group, Inc.
Mark Menges
Control person · since March 2004
- Owns 10% to 25% of Compass Financial Group, Inc.
Gregory Johnson
since August 2020
Compass Financial Group’s regulatory assets grew from $115M (June 2024) to $149M (February 2026); clients rose from 147 to 158 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $149M | 158 | 4 | 1 |
| February 2025 | $128M | 151 | 4 | 1 |
| June 2024 | $115M | 147 | 4 | 1 |
Besides its headquarters, Compass Financial Group has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 6277 Riverside Drive, Suite 2n, DublinHQ
Contact and registration details
- Legal name
- Compass Financial Group, Inc.
- Headquarters
- 6277 Riverside Drive, Suite 2n, Dublin, OH 43017
- Website
- compassfg.com
- Phone
- 614-791-0093
- @compass-financial-group-llc
- SEC file
- 801-130710
- Structure
- Ohio corporation
- Fiscal year end
- December
Compass Financial Group uses Fidelity ($149M) as custodian for its separately managed accounts. Compass Financial Group does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $149M100%
At year end, Compass Financial Group’s separately managed accounts were mostly in stocks (85%). Its reported 13F holdings for the quarter ended 31 December 2025 total $137M across 47 positions; the largest are SPDR S&P 500 ETF TR (15.8%), Vanguard Index Fds (9.6%) and Vanguard Specialized Funds (5.2%).
What the accounts hold
- Stocks85%
- Funds5%
- Bonds7%
- U.S. government and agency bonds4%
- Investment grade corporate bonds3%
- Cash3%
Reported 13F holdings
- $137M
- Reported 13F value
- 47
- Positions
- 60.7%
- In the 10 largest
- —
- Value vs. prior quarter
- SPDR S&P 500 ETF TR · TR Unit15.8%
- Vanguard Index Fds · Growth ETF9.6%
- Vanguard Specialized Funds · Div App ETF5.2%
- Schwab Strategic TR · US Dividend EQ5.1%
- Bondbloxx ETF Trust · Bloomberg One YR4.6%
- iShares TR · MSCI USA Min Vol4.6%
- Vanguard BD Index Fds · Short Trm Bond4.5%
- iShares TR · Core S&P Mcp ETF4.1%
- iShares TR · 3 7 YR Treas BD3.7%
- Doubleline ETF Trust · Mortgage ETF3.5%
Together, the ten largest are 60.7% of reported value.
How many clients does Compass Financial Group have?
Compass Financial Group has 158 clients and manages $149 million for them, as of February 2026. They include 101 high-net-worth individuals and 57 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 February 2026
What services does Compass Financial Group offer?
Compass Financial Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Compass Financial Group use?
Compass Financial Group’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $149M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 February 2026
How many financial advisors does Compass Financial Group have?
Compass Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Compass Financial Group invest in?
At the end of its last fiscal year, Compass Financial Group’s separately managed accounts held 85% exchange-traded equities, 5% registered funds (mutual funds, ETFs, BDCs), 4% U.S. government and agency bonds, 3% investment grade corporate bonds and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Compass Financial Group?
Compass Financial Group’s direct owners are Mark Menges (75% or more) and Gregory Johnson (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 9 February 2026
How does Compass Financial Group get paid?
Compass Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Compass Financial Group registered with the SEC?
Yes, Compass Financial Group has been registered with the SEC as an investment adviser since 17 July 2024. Its CRD number is 130867 and its SEC file number is 801-130710.
Source: Form ADV Part 1A, Item 1, filed 9 February 2026; IAPD firm record
How do I contact Compass Financial Group?
Compass Financial Group’s main office is at 6277 Riverside Drive, Suite 2n, Dublin, OH 43017. Its phone number is 614-791-0093. Its website is compassfg.com.