{"url":"https://nivawealth.com/firms/compass-financial-group-130867","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/130867","regulatoryAum":148793423,"crd":"130867","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5178491","suffix":null,"lastName":"JOHNSON","firstName":"GREGORY","middleName":"R"},{"crd":"2875507","suffix":null,"lastName":"MENGES","firstName":"MARK","middleName":"ALAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-18","regulatoryAum":114805311,"clients":147,"employees":4,"offices":1},{"filedOn":"2025-02-03","regulatoryAum":128354287,"clients":151,"employees":4,"offices":1},{"filedOn":"2026-02-09","regulatoryAum":148793423,"clients":158,"employees":4,"offices":1}],"secFileNumber":"801-130710","legalName":"Compass Financial Group, Inc.","displayName":"Compass Financial Group","slug":"compass-financial-group-130867","website":"https://compassfg.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/compass-financial-group-llc/about/","founded":null,"organization":"Ohio corporation","fiscalYearEnd":"December","headquarters":{"street":"6277 Riverside Drive, Suite 2n","city":"Dublin","state":"OH","stateName":"Ohio","country":"United States","postalCode":"43017"},"tradeNames":[],"registration":{"secApproved":"17 July 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":941730.5253164558,"staff":{"employees":4,"advisory":2,"brokerDealerReps":2,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":148793423,"discretionary":148793423,"discretionaryAccounts":158,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":57,"regulatoryAum":23107411},{"label":"High-net-worth individuals","clients":101,"regulatoryAum":125686012}],"feePrograms":[{"role":"other","program":"Financial Planning Services","summary":"Financial planning is billed an upfront charge of $1,500 and up, plus an annual ongoing fee of $2,000 and up, paid monthly or quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007484","versionId":1007484,"submittedOn":"2026-02-09","documentName":"COMPASS FINANCIAL GROUP, INC. AMENDED FORM ADV, PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:05:39.891852+00:00","documents":[{"name":"COMPASS FINANCIAL GROUP, INC. AMENDED FORM ADV, PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007484","versionId":1007484,"submittedOn":"2026-02-09"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":148793423}],"custodyNote":"Compass Financial Group does not have custody of client assets.","leadership":[{"name":"Mark Menges","title":"President and Chief Compliance Officer","crd":"2875507"},{"name":"Gregory Johnson","title":"Financial Advisor","crd":"5178491"}],"ownership":[{"label":"Mark Menges","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since March 2004."},{"label":"Gregory Johnson","detail":"Financial advisor in the 10% to 25% ownership band, since August 2020."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"6277 Riverside Drive, Suite 2n","city":"Dublin","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"614-791-0093","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":85},{"label":"U.S. government/agency bonds","percent":4},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"9 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/130867/PDF/130867.pdf","brochureDate":"9 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007484","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Compass Financial Group have?","answer":"Compass Financial Group has 158 clients and manages $149 million for them, as of February 2026. They include 101 high-net-worth individuals and 57 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Compass Financial Group offer?","answer":"Compass Financial Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Compass Financial Group use?","answer":"Compass Financial Group’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $149M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Compass Financial Group have?","answer":"Compass Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Compass Financial Group invest in?","answer":"At the end of its last fiscal year, Compass Financial Group’s separately managed accounts held 85% exchange-traded equities, 5% registered funds (mutual funds, ETFs, BDCs), 4% U.S. government and agency bonds, 3% investment grade corporate bonds and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Compass Financial Group?","answer":"Compass Financial Group’s direct owners are Mark Menges (75% or more) and Gregory Johnson (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 9 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Compass Financial Group get paid?","answer":"Compass Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Compass Financial Group registered with the SEC?","answer":"Yes, Compass Financial Group has been registered with the SEC as an investment adviser since 17 July 2024. Its CRD number is 130867 and its SEC file number is 801-130710.","source":"Form ADV Part 1A, Item 1, filed 9 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Compass Financial Group?","answer":"Compass Financial Group’s main office is at 6277 Riverside Drive, Suite 2n, Dublin, OH 43017. Its phone number is 614-791-0093. Its website is compassfg.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/compass-financial-group-130867/holdings","form":"13F-HR","periodOfReport":"2025-12-31","filedOn":"2026-03-04","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2115210/000206336426000082/0002063364-26-000082-index.html","totalValue":136625898,"positionCount":47,"top10Share":0.6069680874119487,"top10":[{"issuer":"SPDR S&P 500 ETF TR","titleOfClass":"TR UNIT","cusip":"78462F103","value":21622954,"shares":31709,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":13091163,"shares":26834,"shareType":"SH"},{"issuer":"VANGUARD SPECIALIZED FUNDS","titleOfClass":"DIV APP ETF","cusip":"921908844","value":7086188,"shares":32242,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US DIVIDEND 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}