Mark Menges has been President and Chief Compliance Officer of Compass Financial Group since March 2004, is a control person of the firm and directly owns 75% or more of it. Mark Menges studied at The Ohio State University.
Compass Financial Group, Inc. is a Dublin, OH firm with $149M under management, 158 clients and 2 advisers in one office, as of its February 2026 filing.
Mark Menges is President of Compass Financial Group, based in Dublin, Ohio. He has been in the wealth advisory business for more than 23 years, serving the needs of executives, small business owners, and families. He has conducted numerous seminars on financial planning and wealth management for private corporations, non-profit organizations, and industry conferences.
Investment adviser representative registrations
Mark Menges is registered as an investment adviser representative in Ohio, since October 2004.
- OhioSince 5 October 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 March 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 July 1997 |
| Series 7 | General Securities Representative Examination | 1 July 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Alan Menges
- CRD
- 2875507
- Firm
- Compass Financial Group · CRD 130867
- Role
- President and Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- compassfg.com
Where does Mark Menges work?
Mark Menges has been President and Chief Compliance Officer of Compass Financial Group, Inc. since March 2004, and is a control person of the firm.
Is Mark Menges a financial advisor?
Yes. Mark Menges has a current investment-adviser registration in Ohio, through Compass Financial Group since October 2004.
How many years of experience does Mark Menges have?
Mark Menges has 29 years in the financial industry, since July 1997, across 1 adviser firm.
What exams has Mark Menges passed?
Mark Menges has passed 3 licensing exams: the Series 63, Series 7 and Series 65. The earliest, the Series 63, was passed in July 1997. FINRA credited Mark Menges with the SIE, which began in October 2018.
Is Mark Menges registered with FINRA?
Yes. Mark Menges has a current broker registration, under CRD 2875507.
Source: FINRA BrokerCheck
How can I verify Mark Menges’ record?
Search CRD 2875507 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Menges’ full registration record.