Compass Financial Group provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, family office services, insurance, philanthropic planning, and tax planning. Financial planning was provided to 11–25 clients last fiscal year.
Compass Financial Group reports 120 clients. They include 87 high-net-worth individuals and 33 individual clients. Of its assets, 100.0% ($430M across 431 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 28% | 5% |
| High-net-worth individuals | 73% | 95% |
| Corporations and other businesses | 0% | 0% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 33 | $22M | 5.1% | $666K |
| High-net-worth individuals | 87 | $408M | 94.9% | $4.69M |
| Corporations and other businesses | Fewer than 5 | $0 | 0.0% | — |
| Total | 120 | $430M | 100% | — |
- Clients
- 33
- Regulatory AUM
- $22M
- AUM share
- 5.1%
- Avg. per client
- $666K
- Clients
- 87
- Regulatory AUM
- $408M
- AUM share
- 94.9%
- Avg. per client
- $4.69M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 120
- Regulatory AUM
- $430M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Compass Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning services
- Financial planning fees start at a $2,500 minimum and are set by assets or income, reaching $8,500 for clients with assets over $2 million or income over $300,000; above $2.5 million, a maximum of $200,000.
- Hourly consulting
- Consulting that does not need a comprehensive written financial plan is billed at $300 an hour.
Blair Shein owns 75% or more of Compass Financial Group. The leadership team of Compass Financial Group includes President Leslie Shein. It has 6 employees, 4 of them in advisory roles.
Leadership
- Leslie SheinVice President / Secretary
Blair SheinPresident / CEO / CCO/Treasurer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Compass Financial Group, Inc.
Blair Shein
Control person · since February 2003
Compass Financial Group’s regulatory assets grew from $358M (May 2021) to $430M (March 2026); clients were 120 in both filings and employees rose from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $430M | 120 | 6 | 1 |
| March 2025 | $406M | 122 | 6 | 1 |
| May 2024 | $376M | 122 | 5 | 1 |
| March 2023 | $347M | 121 | 5 | 1 |
| March 2022 | $387M | 118 | 5 | 1 |
| May 2021 | $358M | 120 | 5 | 1 |
Besides its headquarters, Compass Financial Group has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 665 S.e. 10th Street, Suite 202, Deerfield BeachHQ
Contact and registration details
- Legal name
- Compass Financial Group, Inc.
- Headquarters
- 665 S.e. 10th Street, Suite 202, Deerfield Beach, FL 33441
- Website
- compassfinancialgroup.com
- Phone
- 954-481-2607
- SEC file
- 801-61941
- Structure
- Florida corporation
- Fiscal year end
- December
Compass Financial Group uses Charles Schwab ($406M) as custodian for its separately managed accounts. Compass Financial Group has custody of $45M in client assets for 20 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $406M100%
At year end, Compass Financial Group’s separately managed accounts were mostly in funds (92%). Its reported 13F holdings for the quarter ended 30 June 2026 total $237M across 51 positions; the largest are iShares Core S&P 500 ETF (13.8%), iShares Russell 3000 ETF (8.7%) and iShares Russell 1000 Growth ETF (6.8%).
What the accounts hold
- Stocks1%
- Funds92%
- Bonds3%
- Other4%
- Private placement / limited partnerships4%
Reported 13F holdings
- $237M
- Reported 13F value
- 51
- Positions
- 60.1%
- In the 10 largest
- +6.7%
- Value vs. prior quarter
- iShares Core S&P 500 ETF13.8%
- iShares Russell 3000 ETF8.7%
- iShares Russell 1000 Growth ETF6.8%
- Powershares FTSE Rafi US 1000 Portfolio5.9%
- Vanguard Total Stock Market ETF4.7%
- Janus Henderson Aaa Clo ETF4.5%
- SPDR Portfolio S&P 500 Growth ETF4.5%
- Dimensional Emerging Core Equity Market ETF4.1%
- Innovator US Small Cap Power Buffer ETF3.8%
- Dimensional National Municipal Bond ETF3.4%
Together, the ten largest are 60.1% of reported value.
How many clients does Compass Financial Group have?
Compass Financial Group has 120 clients and manages $430 million for them, as of March 2026. They include 87 high-net-worth individuals and 33 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Compass Financial Group offer?
Compass Financial Group provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, family office services, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Compass Financial Group use?
Compass Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $406M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does Compass Financial Group have?
Compass Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Compass Financial Group invest in?
At the end of its last fiscal year, Compass Financial Group’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 4% other, 3% state and local bonds and 1% exchange-traded equities. The 4% other category is described as: Private Placement / Limited Partnerships.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Compass Financial Group?
Compass Financial Group’s direct owner is Blair Shein (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Compass Financial Group get paid?
Compass Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Compass Financial Group?
Compass Financial Group’s main office is at 665 S.e. 10th Street, Suite 202, Deerfield Beach, FL 33441. Its phone number is 954-481-2607. Its website is compassfinancialgroup.com.