Leslie Shein is a control person of Compass Financial Group and directly owns under 5% of it.
Compass Financial Group is an investment adviser based in Deerfield Beach, FL, registered with the SEC since 2003. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $430 million, as filed on 26 March 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 8238288
- Firm
- Compass Financial Group · CRD 125186
- Role
- Vice President / Secretary
- In role since
- January 2026 · under a year
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Deerfield Beach, FL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Leslie Shein work?
Leslie Shein has been Vice President / Secretary of Compass Financial Group, Inc. since January 2026, and is a control person of the firm.
How can I verify Leslie Shein’s record?
Leslie Shein’s role is listed on Compass Financial Group, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 125186.
