Jay Shein has been an investment adviser representative at Compass Financial Group since April 2003, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Group, Inc. is a Deerfield Beach, FL firm with $430M under management, 120 clients and 4 advisers in one office, as of its March 2026 filing.
Jay Shein’s longest registration is the current one, 23 years at Compass Financial Group since 2003. Before joining Compass Financial Group in 2003, Jay Shein was registered through Mutual Service Corporation.
- – present · 23 yearsDeerfield Beach, FL · Adviser representative · Firm CRD 125186
- Mutual Service Corporation– · 12 yearsLighthouse Point, FL · Adviser representative · Firm CRD 4806
Investment adviser representative registrations
Jay Shein is registered as an investment adviser representative in 2 states. The first approvals date from April 2003; the most recent is Texas, in October 2003.
- FloridaSince 7 April 2003
- TexasSince 1 October 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 8 August 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 December 1999 |
| Series 22 | Direct Participation Programs Representative Examination | 21 June 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 May 1990 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 October 1987 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jay Lesing Shein
- CRD
- 1741677
- Firm
- Compass Financial Group · CRD 125186
- Office
- 665 S.E. 10TH STREET, SUITE 202, Deerfield Beach, FL 33441
- Registration
- Investment adviser registration
- In the industry since
- November 1992
- Disciplinary history
- Not yet shown here · SEC record
Where does Jay Shein work?
Jay Shein is an investment adviser representative registered through Compass Financial Group, Inc. since April 2003, and is not listed among the firm’s executive officers or direct owners.
Is Jay Shein a financial advisor?
Yes. Jay Shein has a current investment-adviser registration in Florida and Texas, through Compass Financial Group since April 2003.
How many years of experience does Jay Shein have?
Jay Shein has 33 years in the financial industry, since November 1992, across 2 adviser firms.
What exams has Jay Shein passed?
Jay Shein has passed 5 licensing exams: the Series 6, Series 63, Series 22, Series 65 and Series 7. The earliest, the Series 6, was passed in October 1987.
Where is Jay Shein based?
Jay Shein’s registered office is in Deerfield Beach, FL.
Is Jay Shein registered with FINRA?
No. Jay Shein has no current broker registration.
How can I verify Jay Shein’s record?
Search CRD 1741677 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jay Shein’s full registration record.
