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Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Compass Financial Group have?","answer":"Compass Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Compass Financial Group invest in?","answer":"At the end of its last fiscal year, Compass Financial Group’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 4% other, 3% state and local bonds and 1% exchange-traded equities. The 4% other category is described as: Private Placement / Limited Partnerships.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Compass Financial Group?","answer":"Compass Financial Group’s direct owner is Blair Shein (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Compass Financial Group get paid?","answer":"Compass Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. 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