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Coller Capital

SEC-registered adviser since 2014New York, NYCRD 158102

33
Clients
25
Advisory staff

From Form ADV filed 18 September 2026 · data retrieved 15 October 2026SEC record

Coller Capital is an investment adviser headquartered in New York, New York, and registered with the SEC since 2014. Its clients include pooled investment vehicles.

Fee arrangements include other arrangements. Coller Capital Limited owns 75% or more of Coller Capital.

Clients

Coller Capital serves 33 clients. The average client has about $362 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles33 clients100%
Show client breakdown
Pooled investment vehicles
Clients
33
Regulatory AUM
$11,952,891,545
Share
100.0%
Avg. per client
$362.2M

Total

Clients
33
Regulatory AUM
$11,952,891,545
Share
100%
Avg. per client
$362.2M

What it does

Coller Capital provides other activities. It is paid through other arrangements.

Coller Capital advises no private funds.

0.0% of assets ($0 across 0 accounts) are managed with discretion; $11.95B across 33 accounts are not. 100% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Coller Capital does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$11.95B100%

Ownership and leadership

Coller Capital Limited owns 75% or more of Coller Capital.

Who owns the firm
Coller Capital Inc· the adviser
  • Coller Capital Limited

    Control person · since April 2003

    Owns 75% or more of Coller Capital Inc
  • Eqt Ab

    Control person · since September 2026

    Owns 75% or more of Coller Capital Inc

Leadership

  • Frank Ochsenfeld
    Chief Compliance Officer
  • Theodore BEALE
    Director
  • Alex Wahllof-Malinconico
    Director

Staff

  • 67 employees
  • 25 in advisory functions

Fees

Coller Capital is paid through other.

Coller Capital’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Coller Capital has 0 offices, with 1 listed address in 1 state.

Listed office addresses by state

New York · 1 listed address

  • 950 Third Avenue, New YorkHQ

Other business names

Coller Capital has reported 1 other business name to the SEC.

  • Coller Eqt

Registration details

Legal name
Coller Capital Inc
Headquarters
950 Third Avenue, New York, NY 10022
SEC file
801-80195
Structure
New York corporation
Fiscal year end
March

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Coller Capital have?

Coller Capital has 33 clients and manages $12 billion for them, as of September 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026

What services does Coller Capital offer?

Coller Capital provides other activities.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Coller Capital have?

Coller Capital has 0 investment adviser representatives registered with state securities authorities, out of 67 employees, and 25 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Coller Capital?

Coller Capital is owned through a chain of holding companies by Jeremy Coller. Its direct owners are Coller Capital Limited (75% or more) and Eqt Ab (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 18 September 2026

How does Coller Capital get paid?

Coller Capital is paid through other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 18 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 158102.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Coller Capital Inc and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.