Clients
Capital Bank and Trust serves 588 clients, 511 of them high-net-worth individuals. The average client has about $427 million with the firm, and high-net-worth clients hold 2% of its $251 billion in assets.
- Pooled investment vehicles56 clients98%
- OtherHigh-net-worth individuals, Charitable organizations2%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 511 | $4,030,045,583 | 1.6% | $7.89M |
| Pooled investment vehicles | 56 | $246,319,632,414 | 98.1% | $4.40B |
| Pension and profit-sharing plans | 3 | $0 | 0.0% | $0 |
| Charitable organizations | 14 | $627,393,309 | 0.2% | $44.8M |
| State or municipal government entities | 1 | $0 | 0.0% | $0 |
| Insurance companies | 2 | $0 | 0.0% | $0 |
| Corporations and other businesses | 1 | $0 | 0.0% | $0 |
| Total | 588 | $250,977,071,306 | 100% | $426.8M |
- Clients
- 511
- Regulatory AUM
- $4,030,045,583
- Share
- 1.6%
- Avg. per client
- $7.89M
- Clients
- 56
- Regulatory AUM
- $246,319,632,414
- Share
- 98.1%
- Avg. per client
- $4.40B
- Clients
- 3
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
- Clients
- 14
- Regulatory AUM
- $627,393,309
- Share
- 0.2%
- Avg. per client
- $44.8M
- Clients
- 1
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
- Clients
- 2
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
- Clients
- 1
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
Total
- Clients
- 588
- Regulatory AUM
- $250,977,071,306
- Share
- 100%
- Avg. per client
- $426.8M
What it does
Capital Bank and Trust provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets.
Capital Bank and Trust advises no private funds.
100.0% of assets ($250.98B across 588 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks23%
- Exchange-traded equities21%
- Non-exchange-traded equities2%
- Funds69%
- Bonds3%
- Cash3%
- Other2%
- Real estate, rights to natural resources, insurance contracts, etc.2%
Custodians
Capital Bank and Trust’s client accounts are held mainly at The Bank of New York Mellon, with 2% of managed assets. Capital Bank and Trust has custody of $246.32B for 72 clients.
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $4.65B2%
- All other custodians$246.32B98%
Ownership and leadership
The Capital Group Companies, Inc. owns 75% or more of Capital Bank and Trust.
- Owns 75% or more of Capital Bank and Trust Company
The Capital Group Companies, Inc.
Control person · since July 2000
Leadership
- Kristine NishiyamaDirector, Chair, Senior Vice President and General Counsel
- Kevin SaksDirector and President
- Matthew KnihtilaChief Compliance Officer
- Sarah BerendtTreasurer and Controller
- Kevin BurkeDirector
- Michelle KerrickDirector
- Janet LamkinDirector
- Susi SilvermanDirector
Staff
- 106 employees
- 1 broker-dealer rep
Fees
Capital Bank and Trust is paid through a percentage of assets under management.
Capital Bank and Trust’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Capital Bank and Trust has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 6455 Irvine Center Drive, IrvineHQ
Registration details
- Legal name
- Capital Bank and Trust Company
- Headquarters
- 6455 Irvine Center Drive, Irvine, CA 92618-4518
- Phone
- 949-975-5000
- Website
- Not reported
- SEC file
- 801-79234
- Structure
- California other (specify)
- Fiscal year end
- June
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Capital Bank and Trust have?
Capital Bank and Trust has 588 clients and manages $251 billion for them, as of September 2026. They include 511 high-net-worth individuals, 56 pooled investment vehicles and 14 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026
What services does Capital Bank and Trust offer?
Capital Bank and Trust provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Capital Bank and Trust use?
Capital Bank and Trust’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $4,653,937,992. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026
How many financial advisors does Capital Bank and Trust have?
Capital Bank and Trust has 0 investment adviser representatives registered with state securities authorities, out of 106 employees, and 0 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Bank and Trust invest in?
At the end of its last fiscal year, Capital Bank and Trust’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities, 3% state and local bonds, 3% cash and equivalents, 2% non-exchange-traded equities and 2% real estate, rights to natural resources, insurance contracts, etc.. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capital Bank and Trust?
Capital Bank and Trust’s direct owner is the Capital Group Companies, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 September 2026
How does Capital Bank and Trust get paid?
Capital Bank and Trust is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file