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Kevin Burke

Director at Capital Bank and Trust

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Kevin Burke is Director of Capital Bank and Trust Company, a Irvine investment adviser managing $251B. Kevin Burke has passed 7 licensing exams.

Role at Capital Bank and Trust

Title on Schedule A
Director
Control
Kevin Burke is a control person of Capital Bank and Trust.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kevin Burke has held the filed role since January 2016.

The firm

Capital Bank and Trust Company
Irvine, CA

Form ADV filed 25 September 2026

$251B AUM588 clients0 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14, Series 79TO and Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7, Series 24 and Series 63 · 2002

Registrations and exams

No current adviser or broker registration. Kevin Burke has passed 7 qualifying exams.

Examinations

Series 6323 August 2002
Name
Uniform Securities Agent State Law Examination
Series 142 January 2023
Name
Compliance Officer Examination
Series 2426 July 2002
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 722 July 2002
Name
General Securities Representative Examination

Individual record

Full name
Kevin Thomas Burke
CRD
1347663
Firm
Capital Bank and Trust Company
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kevin Burke work?

Kevin Burke has been Director of Capital Bank and Trust Company since January 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 September 2026

Does Kevin Burke have a current investment-adviser registration?

Kevin Burke has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Kevin Burke passed?

Kevin Burke has passed 7 licensing exams: the Series 7, Series 24, Series 63, SIE, Series 14, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in July 2002.

Source: IAPD individual record, checked 17 October 2026

Leadership at Capital Bank and Trust

Sources

  1. IAPD individual record, CRD 1347663. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Capital Bank and Trust Company, filed 25 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kevin Burke or Capital Bank and Trust Company and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.