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Kristine Nishiyama

Director, Chair, Senior Vice President and General Counsel at Capital Bank and Trust

Officer record from the firm’s Form ADVForm ADV filed 25 September 2026

Kristine Nishiyama is Director, Chair, Senior Vice President and General Counsel of Capital Bank and Trust Company, a Irvine investment adviser.

Role at Capital Bank and Trust

Title on Schedule A
Director, Chair, Senior Vice President and General Counsel
Control
Kristine Nishiyama is a control person of Capital Bank and Trust.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kristine Nishiyama has held the filed role since March 2013.

The firm

Capital Bank and Trust Company
Irvine, CA

Form ADV filed 25 September 2026

$251B AUM588 clients0 advisers1 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Kristine Nishiyama is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Kristine Nishiyama
CRD
2506668
Firm
Capital Bank and Trust Company
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kristine Nishiyama work?

Kristine Nishiyama has been Director, Chair, Senior Vice President and General Counsel of Capital Bank and Trust Company since March 2013, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 September 2026

Leadership at Capital Bank and Trust

Sources

  1. IAPD individual lookup, CRD 2506668. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Capital Bank and Trust Company, filed 25 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kristine Nishiyama or Capital Bank and Trust Company and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.