Firms by city
Registered investment advisers in Novato, CA
5 SEC-registered advisers headquartered in Novato, listed by regulatory assets under management as reported on Form ADV.
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5 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Hennessy Advisors | Novato, CA | $4.25B |
| Ketron Financial | Novato, CA | $384M |
| Alpha Wealth Management and Planning | Novato, CA | $320M |
| Marin Capital Management | Novato, CA | $171M |
| Sonoma Private Wealth | Novato, CA | $158M |
- Headquarters
- Novato, CA
- Regulatory AUM
- $4.25B
- Headquarters
- Novato, CA
- Regulatory AUM
- $384M
- Headquarters
- Novato, CA
- Regulatory AUM
- $320M
- Headquarters
- Novato, CA
- Regulatory AUM
- $171M
- Headquarters
- Novato, CA
- Regulatory AUM
- $158M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Novato on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see firms headquartered in California.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.