Alpha Wealth Management and Planning provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 51–100 clients last fiscal year.
Alpha Wealth Management and Planning reports 480 clients. They include 241 high-net-worth individuals, 232 individual clients, and 4 corporations and other businesses. Of its assets, 96.9% ($310M across 1,416 accounts) are managed with discretion; $10.1M across 1 account is not. A wrap fee program the firm both sponsors and manages holds $347M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 48% | 26% |
| High-net-worth individuals | 50% | 68% |
| Pension and profit-sharing plans | <1% | 4% |
| Charitable organizations | <1% | 2% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 232 | $84.1M | 26.3% | $363K |
| High-net-worth individuals | 241 | $217M | 67.8% | $899K |
| Pension and profit-sharing plans | Fewer than 5 | $12.4M | 3.9% | $6.19M |
| Charitable organizations | Fewer than 5 | $5.95M | 1.9% | $5.95M |
| Corporations and other businesses | Fewer than 5 | $449K | 0.1% | $112K |
| Total | 480 | $320M | 100% | — |
- Clients
- 232
- Regulatory AUM
- $84.1M
- AUM share
- 26.3%
- Avg. per client
- $363K
- Clients
- 241
- Regulatory AUM
- $217M
- AUM share
- 67.8%
- Avg. per client
- $899K
- Clients
- Fewer than 5
- Regulatory AUM
- $12.4M
- AUM share
- 3.9%
- Avg. per client
- $6.19M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.95M
- AUM share
- 1.9%
- Avg. per client
- $5.95M
- Clients
- Fewer than 5
- Regulatory AUM
- $449K
- AUM share
- 0.1%
- Avg. per client
- $112K
Total
- Clients
- 480
- Regulatory AUM
- $320M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Alpha Wealth Management and Planning is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Hourly engagements range from $250 to $400 per hour; fixed fees range from $1,000 to $15,000, negotiable. Up to 50% of the expected fee may be invoiced upfront.
- SEI Managed Account Program
- Advisor fee for the SEI managed account program is 1.5% or less, negotiated per client; account minimum is $50,000.
Andrei Jigalin owns 75% or more of Alpha Wealth Management and Planning. The leadership team of Alpha Wealth Management and Planning includes Chief Compliance Officer Andrei Jigalin. It has 8 employees, 5 of them in advisory roles.
Staff
- 8 employees
- 5 in advisory functions
- 5 state-registered reps
- 6 broker-dealer reps
- 6 insurance agents
- Owns 75% or more of Alpha Wealth Management and Planning LLC
Andrei Jigalin
Control person · since June 2012
Alpha Wealth Management and Planning’s regulatory assets grew from $234M (March 2021) to $320M (August 2026); clients fell from 734 to 480 and employees were 8 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $320M | 480 | 8 | 4 |
| Jul 2025July 2025 | $356M | 842 | 8 | 4 |
| Mar 2024March 2024 | $303M | 742 | 8 | 4 |
| Apr 2023April 2023 | $244M | 744 | 8 | 4 |
| Mar 2022March 2022 | $271M | 822 | 8 | 4 |
| Mar 2021March 2021 | $234M | 734 | 8 | 4 |
Besides its headquarters, Alpha Wealth Management and Planning has 3 offices (2 private residences, listed without an address), with 2 listed addresses in 1 state.
California · 2 listed addresses
- 690 De Long Ave., Suite 300, NovatoHQ
- 100 E. Street, Santa Rosa
Contact and registration details
- Legal name
- Alpha Wealth Management and Planning LLC
- Headquarters
- 690 De Long Ave., Suite 300, Novato, CA 94945
- Website
- Not reported
- Phone
- 415-506-4569
- SEC file
- 801-108554
- Structure
- California LLC
- Fiscal year end
- December
Alpha Wealth Management and Planning’s named custodian for separately managed accounts is LPL Financial ($346M). Alpha Wealth Management and Planning does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- LPL FinancialLPL Financial LLC · Boston, MA · $346M100%
At year end, Alpha Wealth Management and Planning’s separately managed accounts were mostly in funds (80%) and stocks (15%).
What the accounts hold
- Stocks15%
- Funds80%
- Registered funds79%
- Pooled vehicles1%
- Bonds5%
- U.S. government and agency bonds2%
- High-yield corporate bonds2%
- State and local bonds1%
- Cash3%
- Other1%
- Structured products and alternative investments1%
How many clients does Alpha Wealth Management and Planning have?
Alpha Wealth Management and Planning has 480 clients and manages $320 million for them, as of August 2026. They include 241 high-net-worth individuals, 232 individual clients, and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026
What services does Alpha Wealth Management and Planning offer?
Alpha Wealth Management and Planning provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Alpha Wealth Management and Planning use?
Alpha Wealth Management and Planning’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $346M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026
How many financial advisors does Alpha Wealth Management and Planning have?
Alpha Wealth Management and Planning has 5 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alpha Wealth Management and Planning invest in?
At the end of its last fiscal year, Alpha Wealth Management and Planning’s separately managed accounts held 79% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 3% cash and equivalents, 2% U.S. government and agency bonds, 2% high-yield corporate bonds, 1% state and local bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Structured Products and Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Alpha Wealth Management and Planning?
Alpha Wealth Management and Planning’s direct owner is Andrei Jigalin (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 August 2026
How does Alpha Wealth Management and Planning get paid?
Alpha Wealth Management and Planning is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Alpha Wealth Management and Planning?
Alpha Wealth Management and Planning’s main office is at 690 De Long Ave., Suite 300, Novato, CA 94945. Its phone number is 415-506-4569.