Brindle & Bay Financial Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 26–50 clients last fiscal year.
Brindle & Bay Financial Advisors reports 184 clients. They include 115 individual clients and 69 high-net-worth individuals. Of its assets, 100.0% ($185M across 627 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 31% |
| High-net-worth individuals | 38% | 69% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 115 | $56.8M | 30.7% | $494K |
| High-net-worth individuals | 69 | $128M | 69.3% | $1.86M |
| Total | 184 | $185M | 100% | $1M |
- Clients
- 115
- Regulatory AUM
- $56.8M
- AUM share
- 30.7%
- Avg. per client
- $494K
- Clients
- 69
- Regulatory AUM
- $128M
- AUM share
- 69.3%
- Avg. per client
- $1.86M
Total
- Clients
- 184
- Regulatory AUM
- $185M
- AUM share
- 100%
- Avg. per client
- $1M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Brindle & Bay Financial Advisors charges 0.30%–1.25% a year for its Annual Management Fee. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and has a $10,000 annual minimum.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.25% |
| $1M–$3M | 0.80% |
| $3M–$5M | 0.50% |
| $5M and above | 0.30% |
Fee details and sources
Nicolas Davis owns 75% or more of Brindle & Bay Financial Advisors. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 75% or more of Brindle & Bay Financial Advisors, LLC
Nicolas Davis
Control person · since January 2018
Brindle & Bay Financial Advisors’ regulatory assets grew 1.6× from $114M (March 2025) to $185M (July 2026); clients rose from 147 to 184 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $185M | 184 | 4 | 1 |
| Mar 2025March 2025 | $114M | 147 | 3 | 1 |
Besides its headquarters, Brindle & Bay Financial Advisors has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 5899 Preston RD, Ste. 1103, FriscoHQ
Contact and registration details
- Legal name
- Brindle & Bay Financial Advisors, LLC
- Headquarters
- 5899 Preston RD, Ste. 1103, Frisco, TX 75034
- Website
- brindleandbay.com
- Phone
- 214-988-9178
- @brindle-bay-wealth-management
- SEC file
- 801-131045
- Structure
- Texas LLC
- Fiscal year end
- December
Brindle & Bay Financial Advisors’ named custodian for separately managed accounts is Altruist ($185M). Brindle & Bay Financial Advisors does not have custody of client assets.
- AltruistAltruist Financial LLC · Culver City, CA · $185M100%
At year end, Brindle & Bay Financial Advisors’ separately managed accounts were mostly in funds (80%) and stocks (14%). Its reported 13F holdings for the quarter ended 30 June 2026 total $200M across 86 positions; the largest are Invesco Qqq TR (11.6%), Vanguard Tax-managed Fds (10.3%) and Vanguard Index Fds (5.9%).
What the accounts hold
- Stocks14%
- Funds80%
- Cash6%
How many clients does Brindle & Bay Financial Advisors have?
Brindle & Bay Financial Advisors has 184 clients and manages $185 million for them, as of July 2026. They include 115 individual clients and 69 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 July 2026
What services does Brindle & Bay Financial Advisors offer?
Brindle & Bay Financial Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Brindle & Bay Financial Advisors charge?
Brindle & Bay Financial Advisors charges 0.30%–1.25% a year for its Annual Management Fee. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and has a $10,000 annual minimum.
Which custodians does Brindle & Bay Financial Advisors use?
Brindle & Bay Financial Advisors’ separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $185M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 July 2026
How many financial advisors does Brindle & Bay Financial Advisors have?
Brindle & Bay Financial Advisors has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Brindle & Bay Financial Advisors invest in?
At the end of its last fiscal year, Brindle & Bay Financial Advisors’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 14% exchange-traded equities and 6% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Brindle & Bay Financial Advisors?
Brindle & Bay Financial Advisors’ direct owner is Nicolas Davis (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 July 2026
How does Brindle & Bay Financial Advisors get paid?
Brindle & Bay Financial Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Brindle & Bay Financial Advisors?
Brindle & Bay Financial Advisors’ main office is at 5899 Preston RD, Ste. 1103, Frisco, TX 75034. Its phone number is 214-988-9178. Its website is brindleandbay.com.