Nicholas Simonson has been an investment adviser representative at Brindle & Bay Financial Advisors since July 2026, and is not listed among the firm’s executive officers or direct owners.
Brindle & Bay Financial Advisors, LLC is a Frisco, TX firm with $185M under management, 184 clients and 3 advisers in one office, as of its July 2026 filing.
Nicholas Simonson’s longest registration was 1 year at Madison Partners (2024–2025). Before joining Brindle & Bay Financial Advisors in 2026, Nicholas Simonson was registered through CWM, LLC and Madison Partners.
- – present · under a yearMonona, WI · Adviser representative · Firm CRD 291747
- CWM, LLC– · under a yearFort Atkinson, WI · Adviser representative · Firm CRD 155344
- Madison Partners– · 1 yearMadison, WI · Adviser representative · Firm CRD 305824
Investment adviser representative registrations
Nicholas Simonson is registered as an investment adviser representative in 2 states. Each was approved in July 2026.
- TexasSince 10 July 2026
- WisconsinSince 10 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 January 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas Richard Simonson
- CRD
- 7895265
- Firm
- Brindle & Bay Financial Advisors · CRD 291747
- Office
- Monona, WI
- Registration
- Investment adviser registration
- In the industry since
- April 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Simonson work?
Nicholas Simonson is an investment adviser representative registered through Brindle & Bay Financial Advisors, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Simonson a financial advisor?
Yes. Nicholas Simonson has a current investment-adviser registration in Texas and Wisconsin, through Brindle & Bay Financial Advisors since July 2026.
How many years of experience does Nicholas Simonson have?
Nicholas Simonson has 2 years in the financial industry, since April 2024, across 3 adviser firms.
What exams has Nicholas Simonson passed?
Nicholas Simonson passed the Series 65 in January 2024.
Where did Nicholas Simonson work before Brindle & Bay Financial Advisors?
Before Brindle & Bay Financial Advisors, Nicholas Simonson was registered through CWM, LLC, June 2025 to June 2026; Madison Partners, March 2024 to June 2025.
Where is Nicholas Simonson based?
Nicholas Simonson’s registered office is in Monona, WI.
Is Nicholas Simonson registered with FINRA?
No. Nicholas Simonson has no current broker registration.
How can I verify Nicholas Simonson’s record?
Search CRD 7895265 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Simonson’s full registration record.