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Nicolas Davis

Managing Member/CCO at Brindle & Bay Financial Advisors in Frisco, TX

Investment adviser registrationUpdated

Nicolas Davis is Managing Member/CCO of Brindle & Bay Financial Advisors, LLC, an investment adviser managing $185M, and works from its Frisco, TX office. Nicolas Davis has been registered as an investment adviser representative through Brindle & Bay Financial Advisors since 6 March 2018, has 10 years in the industry across 2 firms and has passed the Series 65.

10
Years in industry
8
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Nicolas Davis has been Managing Member/CCO of Brindle & Bay Financial Advisors since January 2018, is a control person of the firm and directly owns 75% or more of it.

Brindle & Bay Financial Advisors, LLC is a Frisco, TX firm with $185M under management, 184 clients and 3 advisers in one office, as of its July 2026 filing.

Nicolas Davis’ longest registration is the current one, 8 years at Brindle & Bay Financial Advisors since 2018. Before joining Brindle & Bay Financial Advisors in 2018, Nicolas Davis was registered through Retirement Wealth Advisors, Inc.

  1. Brindle & Bay Financial Advisors, LLCCurrent
    – present · 8 years
    Frisco, TX · Adviser representative · Firm CRD 291747
  2. Retirement Wealth Advisors, Inc.
    – · 1 year
    McKinney, TX · Adviser representative · Firm CRD 137658

Credentials and registrations

Investment adviser representative registrations

Nicolas Davis is registered as an investment adviser representative in Texas, since March 2018.

  • TexasSince 6 March 2018

Examinations

Series 6527 October 2015
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Nicolas Dale Davis
CRD
6627447
Firm
Brindle & Bay Financial Advisors · CRD 291747
Role
Managing Member/CCO
Office
5899 PRESTON RD, STE. 1103, Frisco, TX 75034
Registration
Investment adviser registration
In the industry since
April 2016
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Nicolas Davis work?

Nicolas Davis has been Managing Member/CCO of Brindle & Bay Financial Advisors, LLC since January 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 10 July 2026

Is Nicolas Davis a financial advisor?

Yes. Nicolas Davis has a current investment-adviser registration in Texas, through Brindle & Bay Financial Advisors since March 2018.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Nicolas Davis have?

Nicolas Davis has 10 years in the financial industry, since April 2016, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Nicolas Davis passed?

Nicolas Davis passed the Series 65 in October 2015.

Source: IAPD individual record, checked 22 October 2026

Where is Nicolas Davis based?

Nicolas Davis’ registered office is in Frisco, TX.

Source: IAPD individual record, checked 22 October 2026

Is Nicolas Davis registered with FINRA?

No. Nicolas Davis has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Nicolas Davis’ record?

Search CRD 6627447 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicolas Davis’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 6627447, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Brindle & Bay Financial Advisors, LLC, filed 10 July 2026. Title, control and ownership bands.
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