Clients
Boothbay Fund Management serves 11 clients. The average client has about $1.64 billion with the firm.
- Pooled investment vehicles11 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 11 | $17,985,924,508 | 100.0% | $1.64B |
| Total | 11 | $17,985,924,508 | 100% | $1.64B |
- Clients
- 11
- Regulatory AUM
- $17,985,924,508
- Share
- 100.0%
- Avg. per client
- $1.64B
Total
- Clients
- 11
- Regulatory AUM
- $17,985,924,508
- Share
- 100%
- Avg. per client
- $1.64B
What it does
Boothbay Fund Management provides portfolio management for pooled vehicles and selecting other managers. It is paid through a percentage of assets, performance-based fees and other arrangements.
Boothbay Fund Management advises 4 private funds.
100.0% of assets ($17.99B across 11 accounts) are managed with discretion. 55% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Boothbay Fund Management has custody of $9.93B for 4 clients.
- All other custodians$17.99B100%
Ownership and leadership
Ari Glass owns 75% or more of Boothbay Fund Management.
- Owns 75% or more of Boothbay Fund Management, LLC
Ari Glass
Control person · since November 2011
Leadership
- Daniel BloomChief Financial Officer
- Charles WeaverChief Operating Officer
- Derek BackofenChief Compliance Officer
- Ari GlassManaging Member
- Dov LandoGeneral Counsel
Staff
- 57 employees
- 18 in advisory functions
- 1 broker-dealer rep
Reported holdings
Boothbay Fund Management’s reported 13F holdings total $7.60B across 2,199 positions, and the ten largest make up 17.5% of it.
- $7.60B
- Reported 13F value
- 2,199
- Positions
- 17.5%
- In the 10 largest
- −1.5%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR UnitPut8.0%
- Invesco Qqq TR · Unit Ser 1Put2.9%
- Revolution Medicines Inc.1.1%
- iShares TR · Russell 2000 ETFPut1.1%
- Abivax SA · Sponsored ADS1.0%
- Invesco Exch Traded FD TR II · Kbw BK ETFCall0.8%
- Cornerstone Strategic Invest0.7%
- Liquidia Corporation0.7%
- American Tower Corp.0.6%
- Equinix Inc.0.6%
Together, the ten largest are 17.5% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $7.60B is not its $17.99B in regulatory assets and does not represent any individual client's portfolio.
Fees
Boothbay Fund Management is paid through a percentage of assets under management, performance-based fees and other.
Boothbay Fund Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Boothbay Fund Management has 3 offices, with 3 listed addresses across 2 states.
New York · 2 listed addresses
- 140 East 45th Street, 16th Floor, New YorkHQ
- 500 Mamaroneck Avenue, Harrison
Florida · 1 listed address
- 2000 Pga BLVD, Palm Beach Gardens
Registration details
- Legal name
- Boothbay Fund Management, LLC
- Headquarters
- 140 East 45th Street, 16th Floor, New York, NY 10017
- Phone
- 212-332-2676
- Website
- Not reported
- SEC file
- 801-80018
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Boothbay Fund Management have?
Boothbay Fund Management has 11 clients and manages $18 billion for them, as of August 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026
What services does Boothbay Fund Management offer?
Boothbay Fund Management provides portfolio management for pooled vehicles and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Boothbay Fund Management have?
Boothbay Fund Management has 0 investment adviser representatives registered with state securities authorities, out of 57 employees, and 18 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Boothbay Fund Management?
Boothbay Fund Management’s direct owner is Ari Glass (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 7 August 2026
How does Boothbay Fund Management get paid?
Boothbay Fund Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file