Career
Derek Backofen has been Chief Compliance Officer of Boothbay Fund Management since August 2026. Derek Backofen is a control person of the firm and directly owns under 5% of it.
Boothbay Fund Management, LLC is a New York, NY firm with $18B under management, 11 clients and 18 advisers across 4 offices, as of its August 2026 filing.
The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for Derek Backofen is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Derek Backofen
- CRD
- 3246417
- Record basis
- Form ADV officer listing
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Derek Backofen work?
Derek Backofen has been Chief Compliance Officer of Boothbay Fund Management, LLC since August 2026, and is a control person of the firm.