Beacon Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, and publishing newsletters.
Beacon Capital Management reports 10,456 clients. They include 10,057 individual clients, 162 high-net-worth individuals, and 162 pension and profit-sharing plans. Of its assets, 94.5% ($4.02B across 10,187 accounts) are managed with discretion; $235M across 269 accounts are not. A wrap fee program the firm both sponsors and manages holds $1.75B.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 96% | 39% |
| High-net-worth individuals | 2% | 8% |
| Investment companies | <1% | 4% |
| Pension and profit-sharing plans | 2% | 1% |
| Charitable organizations | <1% | <1% |
| Other client typesCorporations and other businesses; Other | <1% | 48% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 10,057 | $1.64B | 38.6% | $164K |
| High-net-worth individuals | 162 | $353M | 8.3% | $2.18M |
| Investment companies | 3 | $150M | 3.5% | $50.1M |
| Pension and profit-sharing plans | 162 | $47.2M | 1.1% | $291K |
| Charitable organizations | 6 | $1.22M | 0.0% | $203K |
| Corporations and other businesses | 48 | $27.2M | 0.6% | $566K |
| Other | 18 | $2.03B | 47.8% | $113M |
| Total | 10,456 | $4.26B | 100% | $407K |
- Clients
- 10,057
- Regulatory AUM
- $1.64B
- AUM share
- 38.6%
- Avg. per client
- $164K
- Clients
- 162
- Regulatory AUM
- $353M
- AUM share
- 8.3%
- Avg. per client
- $2.18M
- Clients
- 3
- Regulatory AUM
- $150M
- AUM share
- 3.5%
- Avg. per client
- $50.1M
- Clients
- 162
- Regulatory AUM
- $47.2M
- AUM share
- 1.1%
- Avg. per client
- $291K
- Clients
- 6
- Regulatory AUM
- $1.22M
- AUM share
- 0.0%
- Avg. per client
- $203K
- Clients
- 48
- Regulatory AUM
- $27.2M
- AUM share
- 0.6%
- Avg. per client
- $566K
- Clients
- 18
- Regulatory AUM
- $2.03B
- AUM share
- 47.8%
- Avg. per client
- $113M
Total
- Clients
- 10,456
- Regulatory AUM
- $4.26B
- AUM share
- 100%
- Avg. per client
- $407K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Beacon Capital Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Sammons Financial Group Wealth Management Holdings, LLC owns 75% or more of Beacon Capital Management and is in turn owned by Sammons Financial Group, Inc. (75% or more). The leadership team of Beacon Capital Management includes President Emily Damman, Chief Financial Officer James DuBrueler and Chief Compliance Officer Daniel Snyder. It has 44 employees, 5 of them in advisory roles.
Leadership
- Emily DammanPresident
- Michael MockPresident
- James DuBruelerChief Financial Officer
- Daniel SnyderChief Compliance Officer
- Brett AgnewGeneral Counsel
- Daniel EdsenTreasurer
- Tyler MaysAvp, Business Operations
Investment adviser representatives
26 representatives listed in the SEC register as of 9 October 2026.
- Brett Lee Agnew
- Richard Allen
- Daniel J Baccarini
- Gregory John Bonzagni
- DiaVante Jamario Brown
- Kerry Cahill
- James Christopher Cook
- Thomas Edward Corner
- Emily Marlene Damman
- Leonard Durso
- Micah Fretz
- Vincent Anthony Gaglione III
- John Henseler
- Jesse Howie
- Christopher Joseph Kobes
- William Leo Lowe
- Robert David May III
- Tyler Jeremy Mays
- Jacob Patrick McMillen
- Michael Lee Mock
- Andrew Joseph Rinn
- Adam Roepsch
- Joshua Smith
- Isaiah Stegman
- Brian Allan Thomson
- Kyla Ward
Staff
- 44 employees
- 5 in advisory functions
- 13 state-registered reps
- 8 broker-dealer reps
- 92 soliciting firms
- Owns 75% or more of Beacon Capital Management, Inc.
Sammons Financial Group Wealth Management Holdings, LLC
Control person · since July 2025
- Owns 75% or more of Sammons Financial Group Wealth Management Holdings, LLC
Sammons Financial Group, Inc.
Control person · since September 2023
- Owns 75% or more of Sammons Financial Group, Inc.
Consolidated Investment Services, Inc.
Control person · since January 1990
- Owns 75% or more of Consolidated Investment Services, Inc.
Sammons Corporation
Control person · since January 2024
- Owns 75% or more of Sammons Corporation
Sammons Enterprises, Inc.
Control person · since January 2024
- Owns 75% or more of Sammons Enterprises, Inc.
SEI Employee Stock Ownership Trust
Control person · since January 2010
- Owns 75% or more of SEI Employee Stock Ownership Trust
Greatbanc Trust Company, Trustee
Control person · since January 2010
Beacon Capital Management’s regulatory assets grew from $3.34B (July 2021) to $4.26B (March 2026); clients rose from 9,691 to 10,456 and employees from 20 to 44. In 2025, Astor Investment Management ($198M in its last filing) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $4.26B | 10,456 | 44 | 2 |
| May 2025 | $4.06B | 13,262 | 25 | 1 |
| July 2024 | $4.33B | 15,836 | 28 | 1 |
| May 2023 | $4.92B | 16,372 | 25 | 1 |
| July 2022 | $4.74B | 15,094 | 22 | 1 |
| July 2021 | $3.34B | 9,691 | 20 | 1 |
Firms that joined
20251 joined
- Astor Investment ManagementLast filed AUM $198M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Beacon Capital Management has 1 office, with 2 listed addresses in Iowa and Ohio.
Iowa · 1 listed address
- 8300 Mills Civic Parkway, Cedar Rapids
Ohio · 1 listed address
- 7777 Washington Village Drive, Suite 280, DaytonHQ
Contact and registration details
- Legal name
- Beacon Capital Management, Inc.
- Headquarters
- 7777 Washington Village Drive, Suite 280, Dayton, OH 45459
- Website
- beaconinvesting.com
- Phone
- 937-439-9093
- @beacon-capital-mgmt
- SEC file
- 801-61249
- Structure
- Ohio corporation
- Fiscal year end
- December
Beacon Capital Management uses Charles Schwab ($1.75B) as custodian for its separately managed accounts. Beacon Capital Management has custody of $321M in client assets for 2,259 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.75B100%
At year end, Beacon Capital Management’s separately managed accounts were mostly in funds (96%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.65B across 133 positions; the largest are Invesco Qqq TR (6.7%), Vanguard World FD (6.1%) and Vanguard World FD (6.1%).
What the accounts hold
- Funds96%
- Cash3%
- Other1%
- Non-traded reits and other nsas1%
Reported 13F holdings
- $1.65B
- Reported 13F value
- 133
- Positions
- 57.1%
- In the 10 largest
- −7.0%
- Value vs. prior quarter
- Invesco Qqq TR · Unit Ser 16.7%
- Vanguard World FD · Inf Tech ETF6.1%
- Vanguard World FD · Industrial ETF6.1%
- State Str SPDR S&P 500 ETF T · TR Unit5.8%
- Vanguard World FD · Health Car ETF5.6%
- Vanguard World FD · Energy ETF5.6%
- Vanguard World FD · Materials ETF5.5%
- Vanguard World FD · Utilities ETF5.4%
- Vanguard Index Fds · Real Estate ETF5.2%
- Vanguard World FD · Comm Srvc ETF5.2%
Together, the ten largest are 57.1% of reported value.
How many clients does Beacon Capital Management have?
Beacon Capital Management has 10,456 clients and manages $4.26 billion for them, as of March 2026. They include 10,057 individual clients, 162 high-net-worth individuals, and 162 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Beacon Capital Management offer?
Beacon Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Beacon Capital Management use?
Beacon Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.75B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Beacon Capital Management have?
Beacon Capital Management has 13 investment adviser representatives registered with state securities authorities, out of 44 employees, and 5 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Beacon Capital Management invest in?
At the end of its last fiscal year, Beacon Capital Management’s separately managed accounts held 96% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 1% other. The 1% other category is described as: Non-Traded Reits and Other Nsas.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Beacon Capital Management?
Beacon Capital Management is owned through a chain of holding companies by Greatbanc Trust Company, Trustee. Its direct owner is Sammons Financial Group Wealth Management Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Beacon Capital Management get paid?
Beacon Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Beacon Capital Management?
Beacon Capital Management’s main office is at 7777 Washington Village Drive, Suite 280, Dayton, OH 45459. Its phone number is 937-439-9093. Its website is beaconinvesting.com.