Brett Agnew has been General Counsel of Sammons Financial Group Asset Management since January 2022, is a control person of the firm and directly owns under 5% of it.
Sammons Financial Group Asset Management, LLC is a West Des Moines, IA firm with $122B under management, 9 clients and 5 advisers across 2 offices, as of its March 2026 filing.
- Beacon Capital Management, Inc.Also current– present · 4 yearsDayton, OH · Adviser representative · Firm CRD 120641
Investment adviser representative registrations
Brett Agnew is registered as an investment adviser representative in Iowa, since September 2022.
- IowaSince 26 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 September 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 27 February 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 November 2001 |
| Series 7 | General Securities Representative Examination | 24 May 1999 |
- Name
- Operations Professional Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brett Lee Agnew
- CRD
- 3211821
- Firm
- Sammons Financial Group Asset Management · CRD 321109
- Role
- General Counsel
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brett Agnew work?
Brett Agnew has been General Counsel of Sammons Financial Group Asset Management, LLC since January 2022, and is a control person of the firm.
Is Brett Agnew a financial advisor?
Yes. Brett Agnew has a current investment-adviser registration in Iowa.
How many years of experience does Brett Agnew have?
Brett Agnew has 24 years in the financial industry, since December 2001, across 1 adviser firm.
What exams has Brett Agnew passed?
Brett Agnew has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and Series 99TO. The earliest, the Series 7, was passed in May 1999. FINRA credited Brett Agnew with the SIE, which began in October 2018.
Is Brett Agnew registered with FINRA?
Yes. Brett Agnew has a current broker registration, under CRD 3211821.
Source: FINRA BrokerCheck
How can I verify Brett Agnew’s record?
Search CRD 3211821 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brett Agnew’s full registration record.