Arbor Investments Management provides portfolio management for pooled vehicles. The firm advises 11 private funds.
Arbor Investments Management reports 11 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($3.48B across 11 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 11 | $3.48B | 100.0% | $316M |
| Total | 11 | $3.48B | 100% | $316M |
- Clients
- 11
- Regulatory AUM
- $3.48B
- AUM share
- 100.0%
- Avg. per client
- $316M
Total
- Clients
- 11
- Regulatory AUM
- $3.48B
- AUM share
- 100%
- Avg. per client
- $316M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 11
Arbor Investments Management is paid through a percentage of assets under management, performance-based fees and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Gregory Purcell owns 75% or more of Arbor Investments Management. Carl Allegretti is CEO; the leadership team includes President John Jordan, Chief Financial Officer James Freeman and Chief Compliance Officer Andrew Perlman. It has 29 employees, 28 of them in advisory roles.
Leadership
- Carl AllegrettiCo-Chief Executive Officer
- Gregory PurcellCo-Chief Executive Officer; Member
- John JordanPresident
- James FreemanChief Financial Officer, Partner
- Andrew PerlmanChief Compliance Officer & General Counsel
- Jason BoothOf Counsel, Partner
Staff
- 29 employees
- 28 in advisory functions
- Owns 75% or more of Arbor Investments Management, LLC
Gregory Purcell
Control person · since January 1999
Arbor Investments Management’s regulatory assets grew from $2.95B (March 2021) to $3.48B (May 2026); clients fell from 13 to 11 and employees rose from 24 to 29.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $3.48B | 11 | 29 | 2 |
| July 2025 | $4.03B | 11 | 25 | 2 |
| March 2024 | $3.1B | 9 | 25 | 3 |
| June 2023 | $2.62B | 9 | 25 | 3 |
| March 2022 | $2.75B | 9 | 24 | 2 |
| March 2021 | $2.95B | 13 | 24 | 2 |
Besides its headquarters, Arbor Investments Management has 1 office, with 2 listed addresses in Florida and Illinois.
Florida · 1 listed address
- 209 Phipps Plaza, Palm BeachHQ
Illinois · 1 listed address
- 676 N. Michigan Ave., Chicago
Contact and registration details
- Legal name
- Arbor Investments Management, LLC
- Headquarters
- 209 Phipps Plaza, Palm Beach, FL 33480
- Website
- arborpic.com
- Phone
- 312-981-3770
- @arbor-investments
- SEC file
- 801-73487
- Structure
- Delaware LLC
- Fiscal year end
- December
Arbor Investments Management has custody of client assets.
How many clients does Arbor Investments Management have?
Arbor Investments Management has 11 clients and manages $3.48 billion for them, as of May 2026. They include 11 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 May 2026
What services does Arbor Investments Management offer?
Arbor Investments Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Arbor Investments Management have?
Arbor Investments Management has 0 investment adviser representatives registered with state securities authorities, out of 29 employees, and 28 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Arbor Investments Management?
Arbor Investments Management’s direct owner is Gregory Purcell (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 May 2026
How does Arbor Investments Management get paid?
Arbor Investments Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Arbor Investments Management registered with the SEC?
Yes, Arbor Investments Management has been registered with the SEC as an investment adviser since 28 March 2012. Its CRD number is 157442 and its SEC file number is 801-73487.
Source: Form ADV Part 1A, Item 1, filed 20 May 2026; IAPD firm record
How do I contact Arbor Investments Management?
Arbor Investments Management’s main office is at 209 Phipps Plaza, Palm Beach, FL 33480. Its phone number is 312-981-3770. Its website is arborpic.com.