{"url":"https://nivawealth.com/firms/arbor-investments-management-157442","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/157442","regulatoryAum":3476578967,"crd":"157442","history":[{"filedOn":"2021-03-31","regulatoryAum":2947362537,"clients":13,"employees":24,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":2748460065,"clients":9,"employees":24,"offices":2},{"filedOn":"2023-06-07","regulatoryAum":2622160905,"clients":9,"employees":25,"offices":3},{"filedOn":"2024-03-21","regulatoryAum":3100714996,"clients":9,"employees":25,"offices":3},{"filedOn":"2025-07-02","regulatoryAum":4026543849,"clients":11,"employees":25,"offices":2},{"filedOn":"2026-05-20","regulatoryAum":3476578967,"clients":11,"employees":29,"offices":2}],"secFileNumber":"801-73487","legalName":"Arbor Investments Management, LLC","displayName":"Arbor Investments Management","slug":"arbor-investments-management-157442","website":"https://arborpic.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/157442/73a2866222ec73bb-r1.webp","tone":"light","width":864,"height":200,"sourceUrl":"https://www.arborpic.com/","sourceLabel":"Arbor Investments Management, LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/arbor-investments/","xUrl":"https://x.com/arborchicago","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"209 Phipps Plaza","city":"Palm Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"33480"},"tradeNames":[],"registration":{"secApproved":"28 March 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":29,"advisory":28,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":3476578967,"discretionary":3476578967,"discretionaryAccounts":11,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":11,"regulatoryAum":3476578967}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Arbor Investments Management has custody of client assets.","leadership":[{"name":"Carl Allegretti","title":"Co-Chief Executive Officer","crd":"7528225"},{"name":"Gregory Purcell","title":"Co-Chief Executive Officer; Member","crd":"1696491"},{"name":"John Jordan","title":"President","crd":"7885186"},{"name":"James Freeman","title":"Chief Financial Officer, Partner","crd":"3146076"},{"name":"Andrew Perlman","title":"Chief Compliance Officer & General Counsel","crd":"7842874"},{"name":"Jason Booth","title":"Of Counsel, Partner","crd":"6174625"}],"ownership":[{"label":"Gregory Purcell","detail":"Co-chief executive officer; member in the 75% or more ownership band and a control person, since January 1999."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"209 Phipps Plaza","city":"Palm Beach","headquarters":true}]},{"state":"Illinois","offices":1,"addresses":[{"street":"676 N. Michigan Ave.","city":"Chicago"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-981-3770","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":null,"assetMix":[],"privateFunds":11},"sources":{"adv1FilingDate":"20 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/157442/PDF/157442.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Arbor Investments Management have?","answer":"Arbor Investments Management has 11 clients and manages $3.48 billion for them, as of May 2026. They include 11 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Arbor Investments Management offer?","answer":"Arbor Investments Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Arbor Investments Management have?","answer":"Arbor Investments Management has 0 investment adviser representatives registered with state securities authorities, out of 29 employees, and 28 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Arbor Investments Management?","answer":"Arbor Investments Management’s direct owner is Gregory Purcell (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Arbor Investments Management get paid?","answer":"Arbor Investments Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Arbor Investments Management registered with the SEC?","answer":"Yes, Arbor Investments Management has been registered with the SEC as an investment adviser since 28 March 2012. Its CRD number is 157442 and its SEC file number is 801-73487.","source":"Form ADV Part 1A, Item 1, filed 20 May 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Arbor Investments Management?","answer":"Arbor Investments Management’s main office is at 209 Phipps Plaza, Palm Beach, FL 33480. Its phone number is 312-981-3770. Its website is arborpic.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}