Apex Investment Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Apex Investment Group reports 526 clients. They include 463 individual clients, 56 high-net-worth individuals, and 7 corporations and other businesses. Of its assets, 97.3% ($205M across 1,092 accounts) are managed with discretion; $5.73M across 109 accounts are not. It advised 191 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 49% |
| High-net-worth individuals | 11% | 47% |
| Charitable organizations | Fewer than 5 | 2% |
| Corporations and other businesses | 1% | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 463 | $104M | 49.5% | $226K |
| High-net-worth individuals | 56 | $99.2M | 47.0% | $1.77M |
| Charitable organizations | Fewer than 5 | $4.19M | 2.0% | — |
| Corporations and other businesses | 7 | $3.22M | 1.5% | $460K |
| Total | 526 | $211M | 100% | — |
- Clients
- 463
- Regulatory AUM
- $104M
- AUM share
- 49.5%
- Avg. per client
- $226K
- Clients
- 56
- Regulatory AUM
- $99.2M
- AUM share
- 47.0%
- Avg. per client
- $1.77M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.19M
- AUM share
- 2.0%
- Avg. per client
- —
- Clients
- 7
- Regulatory AUM
- $3.22M
- AUM share
- 1.5%
- Avg. per client
- $460K
Total
- Clients
- 526
- Regulatory AUM
- $211M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 191
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Apex Investment Group charges 0.35%–1.25% a year for its Wealth Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Advisory Services
- Retirement plan advisory fees are an annual asset-based fee of up to 1.25%, billed monthly or quarterly in advance or arrears, and may be negotiable.
Joseph Bakaysa owns 25% to 50% of Apex Investment Group. The leadership team of Apex Investment Group includes Chief Compliance Officer Pedro Silva. It has 6 employees, 3 of them in advisory roles.
Leadership
- Pedro SilvaMember and Chief Compliance Officer
- Joseph BakaysaMember
- Edmond GriffinPartner
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 insurance agents
- 1 soliciting firm
- Owns 25% to 50% of Apex Investment Group, LLC
Joseph Bakaysa
Control person · since October 2024
- Owns 25% to 50% of Apex Investment Group, LLC
Pedro Silva
Control person · since October 2024
- Owns 25% to 50% of Apex Investment Group, LLC
Edmond Griffin
Control person · since June 2026
Apex Investment Group’s regulatory assets grew 2.1× from $102M (March 2025) to $211M (June 2026); clients were 526 in both filings and employees rose from 2 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $211M | 526 | 6 | 3 |
| Mar 2025March 2025 | $102M | 502 | 2 | 3 |
Besides its headquarters, Apex Investment Group has 2 offices (1 private residence, listed without an address), with 2 listed addresses in 1 state.
Massachusetts · 2 listed addresses
- 145 Main St, HudsonHQ
- 117 Kendrick St, Needham
Other business names
Apex Investment Group has reported 1 other business name to the SEC.
- Barrell Investment Group
Contact and registration details
- Legal name
- Apex Investment Group, LLC
- Headquarters
- 145 Main St, Hudson, MA 01749
- Website
- apexinvestmentgroup.com
- Phone
- 774-351-0805
- @apex-investment-group-llc
- SEC file
- 801-131502
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Apex Investment Group’s named custodians for separately managed accounts are Charles Schwab ($105M, 52%) and Fidelity ($95.8M, 48%). Apex Investment Group has custody of $50.5M for 189 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $105M52%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $95.8M48%
At year end, Apex Investment Group’s separately managed accounts were mostly in funds (52%) and stocks (39%).
What the accounts hold
- Stocks39%
- Funds52%
- Cash3%
- Other6%
- Structured notes6%
How many clients does Apex Investment Group have?
Apex Investment Group has 526 clients and manages $211 million for them, as of June 2026. They include 463 individual clients, 56 high-net-worth individuals, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 June 2026
What services does Apex Investment Group offer?
Apex Investment Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Apex Investment Group charge?
Apex Investment Group charges 0.35%–1.25% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.
Source: APEX INVESTMENT GROUP DISCLOSURE BROCHURE, filed 23 June 2026
Which custodians does Apex Investment Group use?
Apex Investment Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $105M and Fidelity Brokerage Services LLC (Smithfield, RI), with $95.8M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 June 2026
How many financial advisors does Apex Investment Group have?
Apex Investment Group has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Apex Investment Group invest in?
At the end of its last fiscal year, Apex Investment Group’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 39% exchange-traded equities, 6% other and 3% cash and equivalents. The 6% other category is described as: Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Apex Investment Group?
Apex Investment Group’s direct owners are Joseph Bakaysa, Pedro Silva and Edmond Griffin, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 23 June 2026
How does Apex Investment Group get paid?
Apex Investment Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Apex Investment Group?
Apex Investment Group’s main office is at 145 Main St, Hudson, MA 01749. Its phone number is 774-351-0805. Its website is apexinvestmentgroup.com.