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Pedro Silva

Member and Chief Compliance Officer at Apex Investment Group in Hudson, MA

Investment adviser registrationUpdated

Pedro Silva is Member and Chief Compliance Officer of Apex Investment Group, LLC, an investment adviser managing $211M, and works from its Hudson, MA office. Pedro Silva has been registered as an investment adviser representative through Apex Investment Group since 19 December 2024, has 22 years in the industry across 4 firms and has passed the Series 66, Series 7 and Series 24.

22
Years in industry
1
Years at firm
4
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Pedro Silva has been Member and Chief Compliance Officer of Apex Investment Group since October 2024, is a control person of the firm and directly owns between 25% and 50% of it.

Apex Investment Group, LLC is a Hudson, MA firm with $211M under management, 526 clients and 3 advisers across 3 offices, as of its June 2026 filing.

Pedro Silva’s longest registration was 9 years at The Patriot Financial Group, LLC (2015–2025). Before joining Apex Investment Group in 2024, Pedro Silva was registered through The Patriot Financial Group, LLC and LPL Financial LLC.

  1. – present · 1 year
    Hudson, MA · Adviser representative · Firm CRD 333593
  2. The Patriot Financial Group, LLC
    – · 9 years
    Shrewsbury, MA · Adviser representative · Firm CRD 172470
  3. LPL Financial LLC
    – · 6 years
    Shrewsbury, MA · Adviser representative · Firm CRD 6413
  4. Lincoln Financial Securities Corporation
    – · 2 years
    Shrewsbury, MA · Adviser representative · Firm CRD 3870

Credentials and registrations

Investment adviser representative registrations

Pedro Silva is registered as an investment adviser representative in 2 states. The first approvals date from December 2024; the most recent is Texas, in January 2025.

  • MassachusettsSince 19 December 2024
  • TexasSince 15 January 2025

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2415 April 2013
Name
General Securities Principal Examination
Series 729 January 2004
Name
General Securities Representative Examination
Series 669 December 2003
Name
Uniform Combined State Law Examination

Key facts

Full name
Pedro Miguel Silva
CRD
4721125
Firm
Apex Investment Group · CRD 333593
Role
Member and Chief Compliance Officer
Office
145 MAIN ST, Hudson, MA 01749
Registration
Investment adviser registration
In the industry since
March 2004
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Pedro Silva work?

Pedro Silva has been Member and Chief Compliance Officer of Apex Investment Group, LLC since October 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 June 2026

Is Pedro Silva a financial advisor?

Yes. Pedro Silva has a current investment-adviser registration in Massachusetts and Texas, through Apex Investment Group since December 2024.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Pedro Silva have?

Pedro Silva has 22 years in the financial industry, since March 2004, across 4 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Pedro Silva passed?

Pedro Silva has passed 3 licensing exams: the Series 66, Series 7 and Series 24. The earliest, the Series 66, was passed in December 2003. FINRA credited Pedro Silva with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Pedro Silva work before Apex Investment Group?

Before Apex Investment Group, Pedro Silva was registered through LPL Financial LLC, March 2009 to October 2015; Lincoln Financial Securities Corporation, December 2006 to March 2009.

Source: IAPD individual record, checked 22 October 2026

Where is Pedro Silva based?

Pedro Silva’s registered office is in Hudson, MA.

Source: IAPD individual record, checked 22 October 2026

Is Pedro Silva registered with FINRA?

No. Pedro Silva has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Pedro Silva’s record?

Search CRD 4721125 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Pedro Silva’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Apex Investment Group

Sources

  1. IAPD individual record, CRD 4721125, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Apex Investment Group, LLC, filed 23 June 2026. Title, control and ownership bands.