Joseph Bakaysa has held the title Member at Apex Investment Group since October 2024, is a control person of the firm and directly owns between 25% and 50% of it.
Apex Investment Group, LLC is a Hudson, MA firm with $211M under management, 526 clients and 3 advisers across 3 offices, as of its June 2026 filing.
Joseph Bakaysa’s longest registration was 6 years at The Patriot Financial Group, LLC (2018–2025). Before joining Apex Investment Group in 2024, Joseph Bakaysa was registered through The Patriot Financial Group, LLC and Citizens Securities, Inc.
- Apex Investment GroupCurrent– present · 1 yearNeedham, MA · Adviser representative · Firm CRD 333593
- The Patriot Financial Group, LLC– · 6 yearsShrewsbury, MA · Adviser representative · Firm CRD 172470
- Citizens Securities, Inc.– · 4 yearsFramingham, MA · Adviser representative · Firm CRD 39550
- LPL Financial Corporation– · under a yearSouthborough, MA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Joseph Bakaysa is registered as an investment adviser representative in 2 states. The first approvals date from December 2024; the most recent is Texas, in January 2025.
- MassachusettsSince 19 December 2024
- TexasSince 15 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 25 September 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 October 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 April 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 April 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Emerick Bakaysa
- CRD
- 5427559
- Firm
- Apex Investment Group · CRD 333593
- Role
- Member
- Office
- Needham, MA
- Registration
- Investment adviser registration
- In the industry since
- March 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Bakaysa work?
Joseph Bakaysa has held the title Member at Apex Investment Group, LLC since October 2024, and is a control person of the firm.
Is Joseph Bakaysa a financial advisor?
Yes. Joseph Bakaysa has a current investment-adviser registration in Massachusetts and Texas, through Apex Investment Group since December 2024.
How many years of experience does Joseph Bakaysa have?
Joseph Bakaysa has 15 years in the financial industry, since March 2011, across 4 adviser firms.
What exams has Joseph Bakaysa passed?
Joseph Bakaysa has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in April 2013. FINRA credited Joseph Bakaysa with the SIE, which began in October 2018.
Where did Joseph Bakaysa work before Apex Investment Group?
Before Apex Investment Group, Joseph Bakaysa was registered through Citizens Securities, Inc., January 2014 to July 2018; LPL Financial Corporation, March 2009 to December 2009.
Where is Joseph Bakaysa based?
Joseph Bakaysa’s registered office is in Needham, MA.
Is Joseph Bakaysa registered with FINRA?
No. Joseph Bakaysa has no current broker registration.
How can I verify Joseph Bakaysa’s record?
Search CRD 5427559 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Bakaysa’s full registration record.